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FIRM PROFILE
Overview
ETC BROKERAGE SERVICES, LLC is located at 5430 Lbj Freeway Suite 320, Dallas, TX 75240 and was first established at Dallas, Connecticut in 05/23/2007. After operating for 18 years, ETC BROKERAGE SERVICES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of ETC BROKERAGE SERVICES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. ETC BROKERAGE SERVICES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at ETC BROKERAGE SERVICES, LLC are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access ETC BROKERAGE SERVICES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at ETC BROKERAGE SERVICES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for ETC BROKERAGE SERVICES, LLC Comes From
Understanding the Statistics for ETC BROKERAGE SERVICES, LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
5430 Lbj Freeway Suite 320, Dallas, TX 75240
1 Equity Way, Westlake, OH 44145
Small
(877) 403-0369
Connecticut since 05/23/2007
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| DESICH, JEFFREY ALAN | VICE PRESIDENT | 2771522 | |
| DESICH, RICHARD ANTHONY JR | VICE PRESIDENT | 2634014 | |
| AMACHER, CATHERINE COMBS | CEO | 3168184 | |
| KOSINSKI, THOMAS JAMES | FINOP | 6712417 | |
| MOORE, JONATHAN KIEL | PRESIDENT, COO | 2312492 | |
| STRICKLAND, JASON LEE | CHIEF COMPLIANCE OFFICER | 5013990 | |
| TRUKSHANIN, MIKHAIL | CFO, PFO | 7436256 |
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Advisor's working at ETC BROKERAGE SERVICES, LLC
Fabian Hugo Capdevila
Casey Leo Roberts
Mustafa M Fazel
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