Patrick Henry Dowling Jr.
Professional Summary
Patrick Henry Dowling Jr., who also goes by Patrick Henry Dowling, is a registered financial advisor currently at DUCERA SECURITIES LLC located in New York, New York. Patrick is registered as a RR (Registered Representative) and started their career in finance in 2017. Patrick has worked at 1 firm and has passed the SIE and Series 99 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Patrick Henry Dowling
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
9 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
DUCERA SECURITIES LLC
Contact Information
Main Address
11 Times Square, Floor 36, New York, NY 10036Mailing Address
11 Times Square, Floor 36, New York, NY 10036Phone Number
(212) 671-9771Established
Delaware since 05/18/2015Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (3 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Patrick Henry Dowling Jr.'s CRS (Customer Relationship Summary).
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