Joshua Scott Scherer
Professional Summary
Joshua Scott Scherer, who also goes by Josh Scherer, is a registered financial advisor currently at DUCERA SECURITIES LLC located in New York, New York. Joshua is registered as a RR (Registered Representative) and started their career in finance in 1994. Joshua has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Josh Scherer
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
27 years in the financial services industry
Current & Past Employments
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Current Firm
DUCERA SECURITIES LLC
Contact Information
Main Address
11 Times Square, Floor 36, New York, NY 10036Mailing Address
11 Times Square, Floor 36, New York, NY 10036Phone Number
(212) 671-9771Established
Delaware since 05/18/2015Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (3 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/2/2019)
(2/11/2016)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Joshua Scott Scherer's CRS (Customer Relationship Summary).
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