Anthony R. Mastrogiacomo
Professional summary
Anthony Robert Mastrogiacomo, CFP®, who also goes by Anthony Mastrogiacomo, is a registered financial advisor currently at BILTMORE FAMILY OFFICE, LLC located in Charlotte, North Carolina.
Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Anthony has worked at 2 firms and has passed the Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Anthony Robert Mastrogiacomo's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 14, 2020 - Present
BILTMORE FAMILY OFFICE, LLC
Office #1: 500 East Boulevard, Charlotte, NC 28203October 28, 2016 - December 20, 2016
VANGUARD MARKETING CORPORATION
Primary Firm SEC Registration
BILTMORE FAMILY OFFICE, LLC
CRD#: 167174 / SEC#: 801-78011
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/14/2020)
Exams
Current Firm
BILTMORE FAMILY OFFICE, LLC
CRD#: 167174 / SEC#: 801-78011
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 951 |
| AUM (Assets Under Management) | $ 3,164,134,924 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 04/29/2025 | ||
| 04/12/2024 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
