Yvonne Fu

RATIONAL CAPITAL ADVISORS LLC

Ambler, PA 19002

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CRD#: 6710339

Professional summary

Yvonne Fu is a registered financial advisor currently at RATIONAL CAPITAL ADVISORS LLC located in Ambler, Pennsylvania.

Yvonne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Yvonne has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Yvonne Fu's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 26, 2022 - Present

RATIONAL CAPITAL ADVISORS LLC

Office #1: 300 Brookside Ave., Suite 125, Ambler, PA 19002

RIA

CRD#: 323531

Ambler, PA

Past

May 31, 2019 - December 9, 2022

DILLON CAPITAL MANAGEMENT

RIA

CRD#: 159420

AMBLER, PA

Past

March 8, 2018 - December 31, 2018

RED BRICK ROAD CAPITAL LLC

RIA

CRD#: 291122

Philadelphia, PA

Past

September 21, 2016 - April 13, 2017

DILLON CAPITAL MANAGEMENT

RIA

CRD#: 159420

AMBLER, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(10/26/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/18/2016

Uniform Investment Adviser Law Examination

Current Firm

RATIONAL CAPITAL ADVISORS LLC

CRD#: 323531 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (10/26/2022 Approved)

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Contact information

Main Address

300 Brookside Avenue, Suite 125, Ambler, PA 19002

Mailing Address

Phone number

(917) 836-1686

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	4
AUM (Assets Under Management)	$ 2,500,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Yvonne Fu

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Yvonne Fu's CRS (Customer Relationship Summary).

Certified licenses

Experience

RATIONAL CAPITAL ADVISORS LLC

DILLON CAPITAL MANAGEMENT

RED BRICK ROAD CAPITAL LLC

DILLON CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 6/18/2016

Current Firm

RATIONAL CAPITAL ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RATIONAL CAPITAL ADVISORS LLC

TRUST BUT VERIFY

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