James Ervin Ouderkirk
Professional Summary
James Ervin Ouderkirk, who also goes by James Ouderkirk, is a registered financial advisor currently at GLASFUNDS SECURITIES, LLC located in Cleveland, Ohio. James is registered as a RR (Registered Representative) and started their career in finance in 2016. James has worked at 4 firms and has passed the Series 63, Series 99TO, Series 79TO, Series 7TO, SIE and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
James Ouderkirk
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
8 years in the financial services industry
Current & Past Employments
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Current Firm
GLASFUNDS SECURITIES, LLC
Contact Information
Main Address
600 Superior Ave. East Suite 1510, Cleveland, OH 44114Mailing Address
600 Superior Ave. East Suite 1510, Cleveland, OH 44114Phone Number
(216) 862-1300Established
Delaware since 11/16/2023Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (5 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/4/2026)
(5/12/2026)
(3/6/2026)
(2/9/2026)
(1/13/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Oct 2024About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view James Ervin Ouderkirk's CRS (Customer Relationship Summary).
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