JG
Joseph A. Giordano
CORE ADVISORY GROUP
Charlotte, NC 28210
Some features on this profile are disabled
CRD#: 6703896
JG
Professional summary
Joseph Angelo Giordano is a registered financial advisor currently at CORE ADVISORY GROUP located in Charlotte, North Carolina and LPL FINANCIAL LLC located in Charlotte, North Carolina.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Joseph has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1-04/2021 / Novant Medical Center / Outside/W-2 Employment / Non Investment Related / 144 HRS MNTH / Charlotte, NC 2- 05/2022 / DBA for LPL Business (entity for LPL business) / Fairview Strategic Planning, LLC / Investment Related / Charlotte, NC 3- 01/2020 / Banner Insurance Company (Consolidated Planning) / Non-Variable Insurance / 160 HR MNTH / Investment Related / Charlotte, NC 4- 06/09/2022 - Core Advisory Group - DBA: Fairview Strategic Planning - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA -IAR-Advisor - Start Date - 04/20/2022 - 140 Hours Per Month/ 126 Hours During Securities Trading - Time Spent 90% - I provide investment advisory services through Fairview Strategic Planning, an independent investment advisor firm. I started this business activity in 04/2022. I expect to spend approximately 140 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5- 06/09/2022 - Core Advisory Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR-Advisor - Start Date - 4/20/2022 - 140 Hours Per Month/ 126 Hours During Securities Trading - Time Spent 90% - I provide investment advisory services through Core Advisory Group, an independent investment advisor firm. I started this business activity in 04/2022. I expect to spend approximately 140 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6- 05/18/2023 - Joseph Giordano - Investment Related - Morganton, NC & Matthews, NC - Real Estate Rental - Start Date 01/02/2023 - 0 Hours Per Month/ 0 Hours During Securities Trading 7- 12/12/2023 - Financial Independence Group - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 12/06/2023 - 1 Hour Per Month/ During Trading
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Angelo Giordano's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 27, 2022 - Present
CORE ADVISORY GROUP
Office #1: 5960 Fairview Road Suite 100-a, Charlotte, NC 28210RIA
CRD#: 306661
Charlotte, NC
Current
May 2, 2022 - Present
LPL FINANCIAL LLC
Office #1: 5960 Fairview Rd, Ste 104, Charlotte, NC 28210RIA
BD
CRD#: 6413
Charlotte, NC
Past
August 16, 2019 - May 5, 2022
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
CHARLOTTE, NC
Past
August 16, 2019 - May 5, 2022
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
CHARLOTTE, NC
Past
April 13, 2017 - August 5, 2019
EDWARD JONES
RIA
CRD#: 250
CHARLOTTE, NC
Past
December 15, 2016 - August 5, 2019
EDWARD JONES
BD
CRD#: 250
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CORE ADVISORY GROUP
BROOKHAVEN WEALTH MANAGEMENT | STROSSER WEALTH MANAGEMENT | KING WEALTH PARTNERS | FAIRVIEW WEALTH ADVISORS | FAIRVIEW STRATEGIC PLANNING | CORE COMPLIANCE GROUP, LLC | CORE ADVISORY GROUP
CRD#: 306661 / SEC#: 801-122934
RIA
Registered Investment Advisory firm - (1/4/2022 Approved)North Carolina
Registered Investment Advisory firm - (2/24/2022 Terminated)South Carolina
Registered Investment Advisory firm - (2/23/2022 Terminated)Texas
Registered Investment Advisory firm - (2/23/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/30/2024)
RR
Florida(5/2/2022)
RR
Georgia(5/10/2025)
RR
Massachusetts(5/10/2023)
RR
New Jersey(2/7/2023)
RR
New York(5/2/2022)
IAR
North Carolina(4/27/2022)
RR
North Carolina(5/2/2022)
RR
South Carolina(5/2/2022)
RR
Virginia(5/2/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CORE ADVISORY GROUP
BROOKHAVEN WEALTH MANAGEMENT | STROSSER WEALTH MANAGEMENT | KING WEALTH PARTNERS | FAIRVIEW WEALTH ADVISORS | FAIRVIEW STRATEGIC PLANNING | CORE COMPLIANCE GROUP, LLC | CORE ADVISORY GROUP
CRD#: 306661 / SEC#: 801-122934
RIA
Registered Investment Advisory firm - (1/4/2022 Approved)North Carolina
Registered Investment Advisory firm - (2/24/2022 Terminated)South Carolina
Registered Investment Advisory firm - (2/23/2022 Terminated)Texas
Registered Investment Advisory firm - (2/23/2022 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
744 Arden Lane Suite 175, Rock Hill, SC 29732
Mailing Address
Phone number
(803) 324-5464
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,628 |
| AUM (Assets Under Management) | $ 296,813,729 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
