Christopher Mallon

PENNSYLVANIA CAPITAL MANAGEMENT

Huntingdon Valley, PA 19006

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CRD#: 6702234

Professional summary

Christopher Mallon, CFP® is a registered financial advisor currently at PENNSYLVANIA CAPITAL MANAGEMENT INC. located in Huntingdon Valley, Pennsylvania.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Christopher has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Mallon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

May 25, 2018 - Present

PENNSYLVANIA CAPITAL MANAGEMENT INC.

Office #1: 1841 Huntingdon Pike, Huntingdon Valley, PA 19006

RIA

CRD#: 107648

Huntingdon Valley, PA

Past

June 2, 2017 - May 2, 2018

HOBBS GROUP ADVISORS LLC

RIA

CRD#: 157274

COLUMBIA, SC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PENNSYLVANIA CAPITAL MANAGEMENT INC.

CRD#: 107648 / SEC#: 801-50732

RIA

Registered Investment Advisory firm - (12/4/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(5/25/2018)

IAR

Texas
(11/21/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/25/2017

Uniform Investment Adviser Law Examination

Current Firm

PENNSYLVANIA CAPITAL MANAGEMENT INC.

CRD#: 107648 / SEC#: 801-50732

RIA

Registered Investment Advisory firm - (12/4/1995 Approved)

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Contact information

Main Address

1841 Huntingdon Pike, Huntingdon Valley, PA 19006

Mailing Address

Phone number

(215) 881-7700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A BROCHURE (3/18/2025)

Regulatory assets under management

Total Number of Accounts	1,033
AUM (Assets Under Management)	$ 759,036,635

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher Mallon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Mallon's CRS (Customer Relationship Summary).

Certified licenses

Experience

PENNSYLVANIA CAPITAL MANAGEMENT INC.

HOBBS GROUP ADVISORS LLC

Primary Firm SEC Registration

PENNSYLVANIA CAPITAL MANAGEMENT INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/25/2017

Current Firm

PENNSYLVANIA CAPITAL MANAGEMENT INC.

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PENNSYLVANIA CAPITAL MANAGEMENT INC.

TRUST BUT VERIFY

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