JI
Jacob N. Impellicceiri
CETERA INVESTMENT ADVISERS LLC
Denver, CO
Some features on this profile are disabled
CRD#: 6699882
JI
Professional summary
Jacob Neuman Impellicceiri, who also goes by Jacob Newman Impellicceiri, Jacob Impellicceiri, Jacob Newman Impellicceri, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Denver, Colorado and CETERA WEALTH SERVICES, LLC located in Orland Park, Illinois.
Jacob is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Jacob has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jacob Newman Impellicceiri | Jacob Impellicceiri | Jacob Newman Impellicceri
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Strategize Wealth Management Group Inc~'IR'~15255 S 94th Ave~Orland Park~IL~60462~Other~Employee~12/10/2020~40hrs~40hrs~Appointment and Communication Management with Clients - Majority Investment Research - 25% Tax and Financial Planning - 25%. 2) STRATEGIZE TAX LLC POSITION: Tax Preparer NATURE: The company prepares tax returns for the public and assists them in filing their returns for a fee. INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 0 START DATE: 01/13/2023 ADDRESS: 10431 Louetta Lane, Orland Park IL 60467, United States DESCRIPTION: I prepare taxes using a PTIN, I facilitate the processing of tax returns for the public, I assist in the collection of payment of tax return fees from the public. 3) STRATEGIZE TAXES & INVESTMENTS POSITION: DBA NATURE: DBA INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/02/2023 ADDRESS: 9538 W 147TH STREET, Orland Park IL 60462, United States DESCRIPTION: DBA 4) STRATEGIZE TAX LLC (1) POSITION: Tax Preparer NATURE: The company prepares tax returns for the public and assists them in filing their returns for a fee. INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 0 START DATE: 01/13/2023 ADDRESS: 10431 Louetta Lane, Orland Park IL 60467, United States DESCRIPTION: I prepare taxes uses a PTIN, I facilitate the processing of tax returns for the public, I assist in the collection of payment of tax return fees from the public.
CRS (Client Relationship Summary) - RIA
Click below to view Jacob Neuman Impellicceiri's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #2: 15255 S. 94th Avenue Suite 500, Orland Park, IL 60462RIA
CRD#: 105644
Denver, CO
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 15255 S. 94th Avenue Suite 200, Orland Park, IL 60462BD
CRD#: 13572
Orland Park, IL
Past
December 16, 2020 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Orland Park, IL
Past
December 15, 2020 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Orland Park, IL
Past
June 8, 2017 - January 2, 2019
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Frankfort, IL
Past
June 8, 2017 - January 2, 2019
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Orland Park, IL
Past
November 18, 2016 - May 30, 2017
MCADAM LLC
RIA
CRD#: 170914
Chicago, IL
Past
October 7, 2016 - May 18, 2017
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Chicago, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(9/5/2025)
IAR
Colorado(9/29/2025)
RR
Florida(9/5/2025)
RR
Illinois(9/5/2025)
IAR
Illinois(9/5/2025)
RR
New York(9/18/2025)
RR
Ohio(9/19/2025)
RR
Pennsylvania(9/18/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
RR
Wisconsin(9/18/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
