Chad W. Froust
Professional summary
Chad William Froust, who also goes by Chad William Froust, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Lakeside, Texas and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Chad is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Chad has worked at 7 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Chad William Froust's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 20, 2023 - Present
EMPOWER ADVISORY GROUP, LLC
October 20, 2023 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111October 18, 2022 - October 13, 2023
CITIZENS SECURITIES, INC.
October 18, 2022 - October 13, 2023
CITIZENS SECURITIES, INC.
February 8, 2022 - October 11, 2022
J.P. MORGAN SECURITIES LLC
February 8, 2022 - October 11, 2022
J.P. MORGAN SECURITIES LLC
August 19, 2021 - January 10, 2022
FIDELITY PERSONAL AND WORKPLACE ADVISORS
May 6, 2021 - January 7, 2022
FIDELITY BROKERAGE SERVICES LLC
July 31, 2017 - January 28, 2021
PFS INVESTMENTS INC.
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
Series 7TO
Date: 5/6/2021
General Securities Representative ExaminationFINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
