Ashley Sue Sheffer
Professional Summary
Ashley Sue Sheffer, who also goes by Ashley Sue Smith, is a registered financial advisor currently at CENTENNIAL WEALTH ADVISORY, LLC located in Traverse City, Michigan. Ashley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Ashley has worked at 1 firm and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ashley Sue Smith
Similar Advisors
IMPACT INVESTORS
HUMANIZE WEALTH
BOFA SECURITIES, INC.
OPPENHEIMER & CO. INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
IMPACT INVESTORS
HUMANIZE WEALTH
BOFA SECURITIES, INC.
OPPENHEIMER & CO. INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
IMPACT INVESTORS
HUMANIZE WEALTH
BOFA SECURITIES, INC.
OPPENHEIMER & CO. INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
IMPACT INVESTORS
HUMANIZE WEALTH
BOFA SECURITIES, INC.
OPPENHEIMER & CO. INC.
Years of Experience
2 years registered in the securities industry
Current & Past Employments
Current
Similar Advisors
IMPACT INVESTORS
HUMANIZE WEALTH
BOFA SECURITIES, INC.
OPPENHEIMER & CO. INC.
Current Firm
CENTENNIAL ADVISORS | CENTENNIAL WEALTH ADVISORY, LLC
Contact Information
Main Address
701 Third Street, Traverse City, MI 49684Phone Number
(231) 995-9575# of Employees
15SEC notice filing (6 States and Territories)
Registered to provide investment advisory services in 6 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
3,164AUM (Assets Under Management)
$397,056,084Similar Advisors
IMPACT INVESTORS
HUMANIZE WEALTH
BOFA SECURITIES, INC.
OPPENHEIMER & CO. INC.
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
IMPACT INVESTORS
HUMANIZE WEALTH
BOFA SECURITIES, INC.
OPPENHEIMER & CO. INC.
Primary Firm SEC Registration
CENTENNIAL ADVISORS | CENTENNIAL WEALTH ADVISORY, LLC
State Registrations and Notice Filings
(8/12/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Similar Advisors
IMPACT INVESTORS
HUMANIZE WEALTH
BOFA SECURITIES, INC.
OPPENHEIMER & CO. INC.
CRS (Client Relationship Summary) - RIA
Click below to view Ashley Sue Sheffer's CRS (Customer Relationship Summary).
Similar Advisors
IMPACT INVESTORS
HUMANIZE WEALTH
BOFA SECURITIES, INC.
OPPENHEIMER & CO. INC.