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Antoine L. Duncan
CETERA INVESTMENT ADVISERS LLC
FRISCO, TX
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CRD#: 6692711
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Professional summary
Antoine Lionel Duncan, who also goes by Antoine L. Duncan, Antoine Duncan, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Frisco, Texas and CETERA WEALTH SERVICES, LLC located in Frisco, Texas.
Antoine is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Antoine has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Antoine L. Duncan | Antoine Duncan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Duncan CPA & Advisor PLLC~11426 Beeville Drive~FRISCO~TX~75035~Accounting Services/Tax Preparation~Other~12/11/2012~8hrs~8hrs~My job duties include securing new business, recording transactions for accounting clients and preparing tax returns from information provided by clients. I also prepare tax projections for clients that engage me to perform this level of service. 2) ATHLETE OWNED SPORTS LLC POSITION: CPA NATURE: My duties as an independent contractor include serving as the company's registered agent, and providing bookkeeping and tax preparation services. The nature of the business is social media content creation. "YouTube for Sports" INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/30/2020 ADDRESS: 11426 Beeville Drive, Frisco TX 75035, United States DESCRIPTION: My duties as an independent contractor include serving as the company's registered agent, and providing bookkeeping and tax preparation services. 3) MAEFLOWER LEGACY REAL ESTATE LLC POSITION: Member NATURE: I am a managing member with a 20% ownership interest along with 4 other family members. My role is to to perform accounting and tax preparation services. Single family dwellings. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/14/2020 ADDRESS: 11426 Beeville Drive, Frisco TX 75035, United States DESCRIPTION: I am a managing member with a 20% ownership interest along with 4 other family members. My role is to to perform accounting and tax preparation services. 4) KINJI ENTERPRISES LLC POSITION: CPA and Registered Agent NATURE: My duties as an independent contractor include serving as the company's registered agent, and providing bookkeeping and tax preparation services. The nature of the business is commercial real estate consulting. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/04/2023 ADDRESS: 11426 Beeville Drive, Frisco TX 75035, United States DESCRIPTION: My duties as an independent contractor include serving as the company's registered agent, and providing bookkeeping and tax preparation services. 5) THE BURCH FINANCIAL GROUP POSITION: Buyer NATURE: Antoine Duncan of Duncan CPA & Advisor PLLC has acquired the assets of The Burch Financial Group, including its brokerage, direct to fund, annuities and other accounts other financial management. INVESTMENT RELATED: Yes NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 130 START DATE: 12/01/2023 ADDRESS: 11426 Beeville Drive, Frisco TX 75035, United States DESCRIPTION: Buyer
CRS (Client Relationship Summary) - RIA
Click below to view Antoine Lionel Duncan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #2: 5700 Tennyson Pkwy Ste 250, Plano, TX 75024RIA
CRD#: 105644
FRISCO, TX
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
Frisco, TX
Past
May 28, 2019 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Frisco, TX
Past
May 23, 2019 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Frisco, TX
Past
August 24, 2017 - November 13, 2018
MONEY CONCEPTS CAPITAL CORP
RIA
CRD#: 12963
Frisco, TX
Past
June 20, 2017 - November 13, 2018
MONEY CONCEPTS CAPITAL CORP
BD
CRD#: 12963
Frisco, TX
Past
December 27, 2016 - February 7, 2017
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/5/2025)
RR
Arkansas(9/5/2025)
RR
Georgia(9/5/2025)
RR
Indiana(9/5/2025)
RR
Louisiana(9/5/2025)
RR
Mississippi(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
