Wesley R. Heinrichs
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC
Atlanta, GA 30350
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CRD#: 6687866
Professional summary
Wesley R Heinrichs, CFP®, who also goes by Wes Heinrichs, Wesley R Heinrichs, is a registered financial advisor currently at ALEXANDER CAPITAL WEALTH MANAGEMENT LLC located in Atlanta, Georgia and ALEXANDER CAPITAL, L.P. located in Atlanta, Georgia.
Wesley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Wesley has worked at 7 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Wes Heinrichs | Wesley R Heinrichs
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 11/16/2018 - Wesley Heinrichs, LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date:02/01/2017 - Wesley Heinrichs, LLC -- Sole Owner. 2. 4/6/2020 - The Cason Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 04/01/2020 - 10 Hours Per Month During Securities Trading. 3. 07/2024 - Axio Wealth Strategies, LLC - DBA for Branch and individual. 40 Hours per month during securities trading. Provides investment advisory services. - Investment related. 4. 10/2024 - Wesley Heinrichs - Insurance Agent - 9040 Roswell Rd, Ste 375 Atlanta, GA 30350 - Sole Owner - 10 hours per week.
CRS (Client Relationship Summary) - RIA
Click below to view Wesley R Heinrichs's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Experience
Current
June 7, 2024 - Present
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC
Office #1: 9040 Roswell Road Suite 350, Atlanta, GA 30350RIA
CRD#: 157714
Atlanta, GA
Current
June 7, 2024 - Present
ALEXANDER CAPITAL, L.P.
Office #1: 9040 Roswell Road, Suite 375, Atlanta, GA 30350BD
CRD#: 40077
Atlanta, GA
Past
January 19, 2021 - August 12, 2021
LPL FINANCIAL LLC
RIA
CRD#: 6413
ATLANTA, GA
Past
June 11, 2020 - June 13, 2024
IFG ADVISORY, LLC
RIA
CRD#: 168012
Atlanta, GA
Past
April 24, 2019 - May 29, 2020
BAY FINANCIAL ADVISORS, INC.
RIA
CRD#: 130576
Chamblee, GA
Past
November 19, 2018 - October 8, 2020
LPL FINANCIAL LLC
RIA
CRD#: 6413
ATLANTA, GA
Past
November 16, 2018 - June 11, 2024
LPL FINANCIAL LLC
BD
CRD#: 6413
ATLANTA, GA
Past
January 31, 2018 - November 16, 2018
FORESTERS ADVISORY SERVICES, LLC
RIA
CRD#: 164663
Atlanta, GA
Past
September 12, 2016 - November 16, 2018
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC | LCORE WEALTH MANAGEMENT LLC | ARTHUR MORRIS LIFFESTYLE WEALTH MANAGEMENT | ALEXANDER CAPITAL, L.P.
CRD#: 157714 / SEC#: 801-112997
RIA
Registered Investment Advisory firm - (4/30/2018 Approved)Arkansas
Registered Investment Advisory firm - (5/15/2018 Terminated)New Jersey
Registered Investment Advisory firm - (6/20/2018 Terminated)New York
Registered Investment Advisory firm - (5/15/2018 Terminated)Texas
Registered Investment Advisory firm - (5/15/2018 Terminated)Washington
Registered Investment Advisory firm - (5/22/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/17/2024)
RR
Arizona(6/7/2024)
RR
Arkansas(4/9/2025)
RR
California(4/9/2025)
RR
Colorado(6/7/2024)
RR
Florida(6/7/2024)
RR
Georgia(6/7/2024)
IAR
Georgia(6/10/2024)
RR
Illinois(10/2/2025)
RR
Indiana(6/10/2024)
RR
Iowa(6/10/2024)
RR
Kentucky(6/7/2024)
RR
Maryland(6/7/2024)
RR
New Jersey(6/10/2024)
RR
New York(6/10/2024)
RR
North Carolina(6/10/2024)
RR
South Carolina(6/7/2024)
RR
Tennessee(6/7/2024)
RR
Texas(6/7/2024)
IAR
Texas(6/7/2024)
RR
Virginia(6/10/2024)
RR
Washington(6/10/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/21/2018
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AC
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC | LCORE WEALTH MANAGEMENT LLC | ARTHUR MORRIS LIFFESTYLE WEALTH MANAGEMENT | ALEXANDER CAPITAL, L.P.
CRD#: 157714 / SEC#: 801-112997
RIA
Registered Investment Advisory firm - (4/30/2018 Approved)Arkansas
Registered Investment Advisory firm - (5/15/2018 Terminated)New Jersey
Registered Investment Advisory firm - (6/20/2018 Terminated)New York
Registered Investment Advisory firm - (5/15/2018 Terminated)Texas
Registered Investment Advisory firm - (5/15/2018 Terminated)Washington
Registered Investment Advisory firm - (5/22/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10 Drs. James Parker Blvd Suite 202, Red Bank, NJ 07701
Mailing Address
Phone number
(212) 687-5650
Established
Firm type
Fiscal year end
# of Employees
29
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 999 |
| AUM (Assets Under Management) | $ 212,106,766 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
