Ian A. Moore
Professional summary
Ian Albert Moore, who also goes by Ian Moore, is a registered financial professional currently at FAIRMOUNT PARTNERS LP located in Radnor, Pennsylvania.
Ian is registered as a RR (Registered Representative) and started their career in finance in 2017. Ian has worked at 2 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ian Albert Moore's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 9, 2022 - Present
FAIRMOUNT PARTNERS LP
Office #1: 555 East Lancaster Avenue Suite 640, Radnor, PA 19087March 8, 2017 - October 8, 2018
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/5/2022)
Exams
Series 79TO
Date: 6/9/2022
Investment Banking Registered Representative ExaminationFINRA
Current Firm
FAIRMOUNT PARTNERS LP
CRD#: 146668 / SEC#: , 8-67839
Contact information
FINRA licenses (3 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MCCARTHY, CORNELIUS PATRICK III | CHIEF EXECUTIVE OFFICER | 2153332 |
| THATCHER, RICHARD W JR | MANAGING DIRECTOR | |
| ROBINS, CHARLES MATTHEW | MANAGING DIRECTOR | 2444830 |
| FAIRMOUNT PARTNERS GP INC. | GP | |
| HALLIDAY, CHRISTINA MARIE | VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2769112 |
| SIMON, LINDA DAHMS MRS | CHIEF COMPLIANCE OFFICER | 59900 |
Red Flags
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