Christopher Anthony Test
Professional Summary
Christopher Anthony Test, who also goes by Chris Test, is a registered financial advisor currently at ROBINHOOD ASSET MANAGEMENT located in Menlo Park, California and ROBINHOOD FINANCIAL, LLC located in Westlake, Texas. Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Christopher has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10, Series 9 and...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Chris Test
Similar Advisors
OCCIDENTAL ASSET MANAGEMENT, LLC
WELLS FARGO CLEARING SERVICES, LLC
FALCON WEALTH PLANNING, LLC
J.P. MORGAN SECURITIES LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
OCCIDENTAL ASSET MANAGEMENT, LLC
WELLS FARGO CLEARING SERVICES, LLC
FALCON WEALTH PLANNING, LLC
J.P. MORGAN SECURITIES LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
OCCIDENTAL ASSET MANAGEMENT, LLC
WELLS FARGO CLEARING SERVICES, LLC
FALCON WEALTH PLANNING, LLC
J.P. MORGAN SECURITIES LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
OCCIDENTAL ASSET MANAGEMENT, LLC
WELLS FARGO CLEARING SERVICES, LLC
FALCON WEALTH PLANNING, LLC
J.P. MORGAN SECURITIES LLC
Years of Experience
10 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
OCCIDENTAL ASSET MANAGEMENT, LLC
WELLS FARGO CLEARING SERVICES, LLC
FALCON WEALTH PLANNING, LLC
J.P. MORGAN SECURITIES LLC
Current Firm
RAM | ROBINHOOD STRATEGIES | ROBINHOOD ASSET MANAGEMENT, LLC | ROBINHOOD ASSET MANAGEMENT | ROBINHOOD ADVISOR NETWORK | RAN
Contact Information
Main Address
85 Willow Road, Menlo Park, CA 94025Phone Number
650-940-2700 EXT 31450# of Employees
138SEC notice filing (53 States and Territories)
Registered to provide investment advisory services in 53 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
264,104AUM (Assets Under Management)
$1,518,264,544Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/25/2025 | Cover Page | Report |
Similar Advisors
OCCIDENTAL ASSET MANAGEMENT, LLC
WELLS FARGO CLEARING SERVICES, LLC
FALCON WEALTH PLANNING, LLC
J.P. MORGAN SECURITIES LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
OCCIDENTAL ASSET MANAGEMENT, LLC
WELLS FARGO CLEARING SERVICES, LLC
FALCON WEALTH PLANNING, LLC
J.P. MORGAN SECURITIES LLC
Primary Firm SEC Registration
RAM | ROBINHOOD STRATEGIES | ROBINHOOD ASSET MANAGEMENT, LLC | ROBINHOOD ASSET MANAGEMENT | ROBINHOOD ADVISOR NETWORK | RAN
State Registrations and Notice Filings
(4/1/2024)
(4/1/2024)
(4/1/2024)
(4/1/2024)
(4/1/2024)
(8/14/2025)
(4/1/2024)
(4/1/2024)
(4/1/2024)
(4/1/2024)
(4/1/2024)
(4/1/2024)
(4/1/2024)
(4/1/2024)
(4/1/2024)
(4/1/2024)
(4/1/2024)
(4/1/2024)
(4/1/2024)
(4/1/2024)
(4/1/2024)
(4/1/2024)
(4/1/2024)
(4/1/2024)
(4/1/2024)
(4/1/2024)
(4/1/2024)
(4/1/2024)
(4/1/2024)
(4/1/2024)
(4/1/2024)
(4/1/2024)
(4/1/2024)
(4/1/2024)
(4/1/2024)
(4/1/2024)
(4/1/2024)
(4/1/2024)
(4/1/2024)
(4/1/2024)
(4/1/2024)
(4/1/2024)
(4/1/2024)
(4/1/2024)
(4/1/2024)
(4/1/2024)
(3/17/2025)
(4/1/2024)
(4/1/2024)
(4/1/2024)
(4/1/2024)
(4/1/2024)
(4/1/2024)
(4/1/2024)
(4/1/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Aug 2023About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Nov 2022About the Series 9 examSRO Registrations
Similar Advisors
OCCIDENTAL ASSET MANAGEMENT, LLC
WELLS FARGO CLEARING SERVICES, LLC
FALCON WEALTH PLANNING, LLC
J.P. MORGAN SECURITIES LLC
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Anthony Test's CRS (Customer Relationship Summary).
Similar Advisors
OCCIDENTAL ASSET MANAGEMENT, LLC
WELLS FARGO CLEARING SERVICES, LLC
FALCON WEALTH PLANNING, LLC
J.P. MORGAN SECURITIES LLC