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Daniel R Hoff

HOFF PRIVATE WEALTH
WAUSAU, WI
·CRD# 6684092·10 years experience

Professional Summary

Daniel R Hoff, who also goes by Danno Hoff, is a registered financial advisor currently at HOFF PRIVATE WEALTH located in Wausau, Wisconsin. Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Daniel has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Danno Hoff

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

10 years in the financial services industry

Current & Past Employments

HOFF PRIVATE WEALTH·CRD# 301001
RIA
505 S 24th Ave Suite 102, Wausau, WI 54401
November 14, 2019 - Present
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC·CRD# 2881
BD
Wausau, WI
November 3, 2016 - May 13, 2019

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Current Firm

HP
HOFF PRIVATE WEALTH

HOFF BROTHERS, LLC | HOFF PRIVATE WEALTH

CRD#: 301001 / SEC#: 801-129458
RIA
Registered Investment Advisory firm - SEC (2/27/2024 Approved)
Texas
Registered Investment Advisory firm - Texas (2/13/2020 Terminated)
Wisconsin
Registered Investment Advisory firm - Wisconsin (2/28/2024 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

505 S 24th Ave Suite 102, Wausau, WI 54401

Phone Number

(715) 841-0405

# of Employees

3

SEC notice filing (1 States and Territories)

Registered to provide investment advisory services in 1 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2B- DEREK MITCHELL TAYLOR HOFF (5/11/2026)

Regulatory Assets Under Management

Total Number of Accounts

550

AUM (Assets Under Management)

$177,496,508

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 50% OWNER, SHARKFIN PROPERTIES, LLC, 208 RAINBOW LN, WAUSAU, , WISCONSIN, 54401, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 12/6/0201, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, DEPOSIT RENT CHECKS MONTHLY 2. 50% OWNER, HOFF BROTHERS, LLC, LEGAL ENTITY, START DATE: 12/9/2016, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PAY BILLS, MEET WITH ACCOUNTANTS 3. 26.5% OWNER, MANN LABS, LLC, 2625 DEVELOPMENT DR, GREEN BAY, , WISCONSIN, 54311, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 7/1/2016, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NONE 4. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 5. 33.3% OWNER, KLH CAPITAL, 208 RAINBOW LN, WAUSAU, , WISCONSIN, 54401, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 01/16/2018, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OWNER/INVESTOR 6. BOARD MEMBER, LAKE WAUSAU ASSOCIATION, PO BOX 1952, WAUSAU, , WISCONSIN, 54401, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 02/27/2019, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, BE AT BOARD MEETINGS, DO WHAT I BELIEVE IS BEST FOR THE PEOPLE WE REPRESENT.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HP
HOFF PRIVATE WEALTH

HOFF BROTHERS, LLC | HOFF PRIVATE WEALTH

CRD#: 301001 / SEC#: 801-129458
RIA
Registered Investment Advisory firm - SEC (2/27/2024 Approved)
Texas
Registered Investment Advisory firm - Texas (2/13/2020 Terminated)
Wisconsin
Registered Investment Advisory firm - Wisconsin (2/28/2024 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Wisconsin
(11/14/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 2019About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2016About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2016About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Daniel R Hoff's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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DH
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