DH
Daniel R. Hoff
HOFF PRIVATE WEALTH
Wausau, WI 54401
Some features on this profile are disabled
CRD#: 6684092
DH
Professional summary
Daniel R Hoff, who also goes by Danno Hoff, is a registered financial advisor currently at HOFF PRIVATE WEALTH located in Wausau, Wisconsin.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Daniel has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Danno Hoff
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 50% OWNER, SHARKFIN PROPERTIES, LLC, 208 RAINBOW LN, WAUSAU, , WISCONSIN, 54401, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 12/6/0201, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, DEPOSIT RENT CHECKS MONTHLY
2. 50% OWNER, HOFF BROTHERS, LLC, LEGAL ENTITY, START DATE: 12/9/2016, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PAY BILLS, MEET WITH ACCOUNTANTS
3. 26.5% OWNER, MANN LABS, LLC, 2625 DEVELOPMENT DR, GREEN BAY, , WISCONSIN, 54311, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 7/1/2016, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NONE
4. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS.
5. 33.3% OWNER, KLH CAPITAL, 208 RAINBOW LN, WAUSAU, , WISCONSIN, 54401, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 01/16/2018, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OWNER/INVESTOR
6. BOARD MEMBER, LAKE WAUSAU ASSOCIATION, PO BOX 1952, WAUSAU, , WISCONSIN, 54401, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 02/27/2019, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, BE AT BOARD MEETINGS, DO WHAT I BELIEVE IS BEST FOR THE PEOPLE WE REPRESENT.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel R Hoff's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 14, 2019 - Present
HOFF PRIVATE WEALTH
Office #1: 505 S 24th Ave Suite 102, Wausau, WI 54401RIA
CRD#: 301001
Wausau, WI
Past
November 3, 2016 - May 13, 2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
Wausau, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HP
HOFF PRIVATE WEALTH
HOFF BROTHERS, LLC | HOFF PRIVATE WEALTH
CRD#: 301001 / SEC#: 801-129458
RIA
Registered Investment Advisory firm - (2/27/2024 Approved)Texas
Registered Investment Advisory firm - (2/13/2020 Terminated)Wisconsin
Registered Investment Advisory firm - (2/28/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Wisconsin(11/14/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
HP
HOFF PRIVATE WEALTH
HOFF BROTHERS, LLC | HOFF PRIVATE WEALTH
CRD#: 301001 / SEC#: 801-129458
RIA
Registered Investment Advisory firm - (2/27/2024 Approved)Texas
Registered Investment Advisory firm - (2/13/2020 Terminated)Wisconsin
Registered Investment Advisory firm - (2/28/2024 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
505 S 24th Ave Suite 102, Wausau, WI 54401
Mailing Address
Phone number
(715) 841-0405
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 526 |
| AUM (Assets Under Management) | $ 129,073,766 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HOFF PRIVATE WEALTH
CRD#: 301001Wausau, WI 54401TRUST BUT VERIFY
Monitor Daniel Hoff
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
