Tracy L. Wayts

HUNTER ASSOCIATES

SALEM, OH 44460

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CRD#: 6683170

Professional summary

Tracy Lynn Wayts, who also goes by Tracy Lynn Elton, Tracy Lynn Eyler, is a registered financial professional currently at HUNTER ASSOCIATES LLC located in Salem, Ohio.

Tracy is registered as a RR (Registered Representative) and started their career in finance in 2024. Tracy has worked at 1 firm and has passed the Series 7TO and SIE exams.

Aliases

Tracy Lynn Elton | Tracy Lynn Eyler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Tracy Lynn Wayts's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 10, 2024 - Present

HUNTER ASSOCIATES LLC

Office #1: 120 W. Second Street, Salem, OH 44460

RIA

CRD#: 30177

SALEM, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HUNTER ASSOCIATES LLC

HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC | HUNTER ASSOCIATES, INC. | HUNTER ASSOCIATES LLC

CRD#: 30177 / SEC#: 801-42007, 8-44779

RIA

Registered Investment Advisory firm - SEC (7/27/1992 Approved)

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

What does exam status mean?

General Industry/Product Exam

Series 7TO

Status Unavailable

Passed: 7/9/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 7/27/2020

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

HUNTER ASSOCIATES LLC

HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC | HUNTER ASSOCIATES, INC. | HUNTER ASSOCIATES LLC

CRD#: 30177 / SEC#: 801-42007, 8-44779

RIA

Registered Investment Advisory firm - SEC (7/27/1992 Approved)

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

436 Seventh Avenue Koppers Building 27th Floor, Pittsburgh, PA, 15219-1818

Mailing Address

436 Seventh Avenue 27th Floor, Pittsburgh, PA, 15219

Phone number

(412) 471-4191

Established

Delaware since 01/01/2016

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (32 States and Territories)

FINRA licenses (38 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

2026 HUNTER ASSOCIATES FORM ADV PART 2A (3/31/2026)

2026 HUNTER ASSOCIATES FORM ADV PART 2A APPENDIX 1 (3/31/2026)

Direct owners and executive officers

Name	Position	CRD#
HUNTER ASSOCIATES HOLDINGS, LLC	MEMBER
CLARK, PATRICK JAMES	CCO	5314331
DYKSTRA, CHASE ANDREW	FINOP	7597864
MARSHALL, BRADLEY JOHN	CFO, TREASURER, DIRECTOR	2047270
MCCULLOCH, ROBERT SPITTAL III	VICE PRESIDENT,DIRECTOR	730963
SNYDER, ERICA LYNN	PRESIDENT,CEO,DIRECTOR	3075140

Regulatory assets under management

Total Number of Accounts	2,624
AUM (Assets Under Management)	$ 1,339,005,097

Disclosures

Regulatory Event

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/14/2026	Cover Page	Report
08/11/2025	Cover Page	Report
09/30/2024	Cover Page	Report

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Tracy L. Wayts

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Tracy Lynn Wayts's CRS (Customer Relationship Summary).

Certified licenses

Experience

HUNTER ASSOCIATES LLC

Primary Firm SEC Registration

HUNTER ASSOCIATES LLC

State Registrations and Notice Filings

Exams

Series 7TO

Passed: 7/9/2024

SIE

Passed: 7/27/2020

FINRA

Current Firm

HUNTER ASSOCIATES LLC

Contact information

SEC notice filing (32 States and Territories)

FINRA licenses (38 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

HUNTER ASSOCIATES LLC

TRUST BUT VERIFY

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