Bradley John Marshall
AIF®Professional Summary
Bradley John Marshall, AIF® is a registered financial advisor currently at HUNTER ASSOCIATES LLC located in Pittsburgh, Pennsylvania. Bradley is registered as a RR (Registered Representative) and started their career in finance in 1990. Bradley has worked at 2 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 14, Series 53, Series 24 and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
JANNEY MONTGOMERY SCOTT LLC
J. W. COLE ADVISORS, INC.
JANNEY MONTGOMERY SCOTT LLC
UBS FINANCIAL SERVICES INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
JANNEY MONTGOMERY SCOTT LLC
J. W. COLE ADVISORS, INC.
JANNEY MONTGOMERY SCOTT LLC
UBS FINANCIAL SERVICES INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
JANNEY MONTGOMERY SCOTT LLC
J. W. COLE ADVISORS, INC.
JANNEY MONTGOMERY SCOTT LLC
UBS FINANCIAL SERVICES INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
JANNEY MONTGOMERY SCOTT LLC
J. W. COLE ADVISORS, INC.
JANNEY MONTGOMERY SCOTT LLC
UBS FINANCIAL SERVICES INC.
Credentials
Years of Experience
36 years in the financial services industry
Current & Past Employments
Similar Advisors
JANNEY MONTGOMERY SCOTT LLC
J. W. COLE ADVISORS, INC.
JANNEY MONTGOMERY SCOTT LLC
UBS FINANCIAL SERVICES INC.
Current Firm
HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC | HUNTER ASSOCIATES, INC. | HUNTER ASSOCIATES LLC
Contact Information
Main Address
436 Seventh Avenue Koppers Building 27th Floor, Pittsburgh, PA, 15219-1818Mailing Address
436 Seventh Avenue 27th Floor, Pittsburgh, PA, 15219Phone Number
(412) 471-4191Established
Delaware since 01/01/2016Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Small# of Employees
14SEC notice filing (32 States and Territories)
Registered to provide investment advisory services in 32 US states and territories.
FINRA licenses (38 States and Territories)
Registered to provide investment advisory services in 32 US states and territories.
Documents
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
2,624AUM (Assets Under Management)
$1,339,005,097Disclosures
Regulatory Event
1Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/14/2026 | Cover Page | Report |
| 08/11/2025 | Cover Page | Report |
| 09/30/2024 | Cover Page | Report |
Similar Advisors
JANNEY MONTGOMERY SCOTT LLC
J. W. COLE ADVISORS, INC.
JANNEY MONTGOMERY SCOTT LLC
UBS FINANCIAL SERVICES INC.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
JANNEY MONTGOMERY SCOTT LLC
J. W. COLE ADVISORS, INC.
JANNEY MONTGOMERY SCOTT LLC
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC | HUNTER ASSOCIATES, INC. | HUNTER ASSOCIATES LLC
State Registrations and Notice Filings
(7/1/1992)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSRO Registrations
Similar Advisors
JANNEY MONTGOMERY SCOTT LLC
J. W. COLE ADVISORS, INC.
JANNEY MONTGOMERY SCOTT LLC
UBS FINANCIAL SERVICES INC.
CRS (Client Relationship Summary) - BD
Click below to view Bradley John Marshall's CRS (Customer Relationship Summary).
Similar Advisors
JANNEY MONTGOMERY SCOTT LLC
J. W. COLE ADVISORS, INC.
JANNEY MONTGOMERY SCOTT LLC
UBS FINANCIAL SERVICES INC.
