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BR

Brett E. Robinson

FMI CAPITAL ADVISORS
Raleigh, NC 27603
Some features on this profile are disabled
CRD#: 6681692
BR

Professional summary


Brett Edward Robinson, who also goes by Brett Robinson, Brett Edward Robinson, is a registered financial professional currently at FMI CAPITAL ADVISORS, INC. located in Raleigh, North Carolina.

Brett is registered as a RR (Registered Representative) and started their career in finance in 2016. Brett has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 79 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Brett Robinson | Brett Edward Robinson

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Brett Edward Robinson's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 4, 2025 - Present

FMI CAPITAL ADVISORS, INC.

Office #1: 223 South West St. Suite 1200, Raleigh, NC 27603
BD
CRD#: 129262
Raleigh, NC
Past

March 8, 2023 - June 4, 2025

FIFTH THIRD SECURITIES, INC.

BD
CRD#: 628
NASHVILLE, TN
Past

July 18, 2019 - September 7, 2022

GUGGENHEIM SECURITIES, LLC

BD
CRD#: 40638
Houston, TX
Past

March 21, 2019 - June 6, 2019

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
NASHVILLE, TN
Past

March 19, 2019 - June 6, 2019

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
NASHVILLE, TN
Past

October 19, 2016 - March 20, 2019

GUGGENHEIM SECURITIES, LLC

BD
CRD#: 40638
Houston, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(9/4/2025)
RR
Colorado
(9/4/2025)
RR
Florida
(9/4/2025)
RR
North Carolina
(9/4/2025)
RR
Texas
(9/4/2025)

Exams


State Security Law Exam
IAR
Series 65
Date: 9/29/2018
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


FC
FMI CAPITAL ADVISORS, INC.
FMI CAPITAL ADVISORS, INC.

CRD#: 129262 / SEC#: , 8-66206

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information


Main Address
44 Cook St Ste 900, Denver, CO 80206-5827
Mailing Address
44 Cook St Ste 900, Denver, CO 80206-5827
Phone number
(303) 377-4740
Established
Colorado since 07/30/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (6 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
FMI CORPORATIONPARENT CO.
HUCKABY, TIMOTHY DONPRESIDENT4596179
THORNTON, STEVEN LEECCO / FINOP4496384

Disclosures


Regulatory Event2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FMI CAPITAL ADVISORS, INC.

CRD#: 129262Raleigh, NC 27603

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