BA
Brandon R. Avila
PERSHING LLC
Oakbrook Terrace, IL 60181
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CRD#: 6677906
BA
Professional summary
Brandon R Avila, who also goes by Brandon Rafael Avila, Brandon R Avila, is a registered financial professional currently at PERSHING LLC located in Oakbrook Terrace, Illinois and PERSHING ADVISOR SOLUTIONS LLC located in Oakbrook Terrace, Illinois.
Brandon is registered as a RR (Registered Representative) and started their career in finance in 2016. Brandon has worked at 6 firms and has passed the Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Brandon Rafael Avila | Brandon R Avila
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Brandon R Avila's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 27, 2022 - Present
PERSHING LLC
Office #1: Two Mid America Plaza 10th Floor, Oakbrook Terrace, IL, 60181BD
CRD#: 7560
Oakbrook Terrace, IL
Current
July 24, 2023 - Present
PERSHING ADVISOR SOLUTIONS LLC
Office #1: Two Mid America Plaza 10th Floor, Oakbrook Terrace, IL, 60181BD
CRD#: 36671
Oakbrook Terrace, IL
Past
January 4, 2021 - November 23, 2021
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
DEERFIELD, IL
Past
June 5, 2020 - January 4, 2021
MERCER ALLIED COMPANY, L.P.
BD
CRD#: 37404
DEERFIELD, IL
Past
March 19, 2018 - February 27, 2020
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
CHICAGO, IL
Past
July 27, 2016 - March 30, 2017
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Chicago, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/20/2024)
RR
Alaska(5/20/2024)
RR
Arizona(5/20/2024)
RR
Arkansas(5/20/2024)
RR
California(5/20/2024)
RR
Colorado(5/20/2024)
RR
Connecticut(5/20/2024)
RR
Delaware(5/20/2024)
RR
District of Columbia(5/20/2024)
RR
Florida(5/20/2024)
RR
Georgia(5/20/2024)
RR
Hawaii(5/20/2024)
RR
Idaho(5/20/2024)
RR
Illinois(4/27/2022)
RR
Indiana(5/20/2024)
RR
Iowa(5/20/2024)
RR
Kansas(5/20/2024)
RR
Kentucky(5/20/2024)
RR
Louisiana(5/20/2024)
RR
Maine(5/20/2024)
RR
Maryland(5/20/2024)
RR
Massachusetts(5/20/2024)
RR
Michigan(5/20/2024)
RR
Minnesota(5/20/2024)
RR
Mississippi(5/20/2024)
RR
Missouri(5/20/2024)
RR
Montana(5/20/2024)
RR
Nebraska(5/20/2024)
RR
Nevada(5/20/2024)
RR
New Hampshire(5/20/2024)
RR
New Jersey(5/20/2024)
RR
New Mexico(5/20/2024)
RR
New York(5/20/2024)
RR
North Carolina(5/20/2024)
RR
North Dakota(5/20/2024)
RR
Ohio(5/20/2024)
RR
Oklahoma(5/20/2024)
RR
Oregon(5/20/2024)
RR
Pennsylvania(5/20/2024)
RR
Puerto Rico(5/20/2024)
RR
Rhode Island(5/20/2024)
RR
South Carolina(5/20/2024)
RR
South Dakota(5/20/2024)
RR
Tennessee(6/6/2024)
RR
Texas(5/20/2024)
RR
Utah(5/20/2024)
RR
Vermont(5/20/2024)
RR
Virgin Islands(5/20/2024)
RR
Virginia(5/20/2024)
RR
Washington(5/20/2024)
RR
West Virginia(5/20/2024)
RR
Wisconsin(5/20/2024)
RR
Wyoming(5/20/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/15/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
MIAX Emerald, LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
MIAX Sapphire
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq MRX, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
PA
PERSHING ADVISOR SOLUTIONS LLC
PERSHING ADVISOR SOLUTIONS LLC | PERSHING TRADING COMPANY, L.P.
CRD#: 36671 / SEC#: , 8-47425
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
One Pershing Plaza, Jersey City, NJ 07399
Mailing Address
One Pershing Plaza, Jersey City, NJ 07399
Phone number
(201) 413-2000
Established
Delaware since 09/08/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PAS HOLDINGS LLC | HOLDING COMPANY | |
| CROWLEY, JAMES THOMAS | CHIEF EXECUTIVE OFFICER (CEO), GLOBAL HEAD, BOARD MEMBER | 1087182 |
| DAVID, ERIC CIMARRON | PRINCIPAL OPERATIONS OFFICER, CHIEF OPERATIONS OFFICER | 3132045 |
| HARRISON, BENJAMIN WARD | BOARD MEMBER, HEAD OF THE BUSINESS | 3121159 |
| KEARNEY, JAMES FRANCIS III | CHIEF RISK OFFICER (CRO) | 6388373 |
| LOFLING, JASON ROBERT | BOARD MEMBER | 5177277 |
| MUTTERER, FRANK PAUL | CHIEF FINANCIAL OFFICER (CFO), PRINCIPAL FINANCIAL OFFICER (PFO) | 2088419 |
| WEISS, NINA KATE | CHIEF COMPLIANCE OFFICER (CCO), BOARD MEMBER | 2642331 |
Disclosures
| Regulatory Event | 17 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
