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FIRM PROFILE
Overview
PERSHING ADVISOR SOLUTIONS LLC is located at One Pershing Plaza, Jersey City, NJ 07399 and was first established at Woodbridge, Delaware in 09/08/2005. After operating for 20 years, PERSHING ADVISOR SOLUTIONS LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of PERSHING ADVISOR SOLUTIONS LLC’s clients are individuals and 0% of their clients are high net worth individuals. PERSHING ADVISOR SOLUTIONS LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at PERSHING ADVISOR SOLUTIONS LLC are registered to handle securities or provide financial advice. The firm has 17 disclosures, 17 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access PERSHING ADVISOR SOLUTIONS LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at PERSHING ADVISOR SOLUTIONS LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for PERSHING ADVISOR SOLUTIONS LLC Comes From
Understanding the Statistics for PERSHING ADVISOR SOLUTIONS LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
One Pershing Plaza, Jersey City, NJ 07399
One Pershing Plaza, Jersey City, NJ 07399
Medium
(201) 413-2000
Delaware since 09/08/2005
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| PAS HOLDINGS LLC | HOLDING COMPANY | ||
| CROWLEY, JAMES THOMAS | CHIEF EXECUTIVE OFFICER (CEO), GLOBAL HEAD, BOARD MEMBER | 1087182 | |
| DAVID, ERIC CIMARRON | PRINCIPAL OPERATIONS OFFICER, CHIEF OPERATIONS OFFICER | 3132045 | |
| HARRISON, BENJAMIN WARD | BOARD MEMBER, HEAD OF THE BUSINESS | 3121159 | |
| KEARNEY, JAMES FRANCIS III | CHIEF RISK OFFICER (CRO) | 6388373 | |
| LOFLING, JASON ROBERT | BOARD MEMBER | 5177277 | |
| MUTTERER, FRANK PAUL | CHIEF FINANCIAL OFFICER (CFO), PRINCIPAL FINANCIAL OFFICER (PFO) | 2088419 | |
| WEISS, NINA KATE | CHIEF COMPLIANCE OFFICER (CCO), BOARD MEMBER | 2642331 |
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Advisor's working at PERSHING ADVISOR SOLUTIONS LLC
David Edward Wilson JR.
Gerard Edward Brock JR.
John Joseph Jeffers III
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