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FIRM PROFILE
Overview
PERSHING LLC is located at One Pershing Plaza, Jersey City, NJ 07399 and was first established at Woodbridge, Delaware in 01/17/2003. After operating for 23 years, PERSHING LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of PERSHING LLC’s clients are individuals and 0% of their clients are high net worth individuals. PERSHING LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at PERSHING LLC are registered to handle securities or provide financial advice. The firm has 106 disclosures, 74 being regulatory events, 0 being client events, and 32 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access PERSHING LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at PERSHING LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for PERSHING LLC Comes From
Understanding the Statistics for PERSHING LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
One Pershing Plaza, Jersey City, NJ 07399
One Pershing Plaza 10th Floor, Jersey City, NJ 07399
Large
(201) 413-2000
Delaware since 01/17/2003
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| PERSHING GROUP LLC | HOLDING COMPANY | ||
| BADGER, ERIC CHRISTOPHER | BOARD MEMBER | 8040351 | |
| CROWLEY, JAMES THOMAS | CHIEF EXECUTIVE OFFICER (CEO), GLOBAL HEAD, BOARD MEMBER | 1087182 | |
| DAVID, ERIC CIMARRON | BOARD MEMBER, PRINCIPAL OPERATIONS OFFICER, CHIEF OPERATIONS OFFICER | 3132045 | |
| KEARNEY, JAMES FRANCIS III | BOARD MEMBER | 6388373 | |
| LOFLING, JASON ROBERT | BOARD MEMBER, CHIEF FINANCIAL OFFICER (CFO), PRINCIPAL FINANCIAL OFFICER (PFO) | 5177277 | |
| MAJIYAGBE, ELIZABETH OLAIDE | BOARD MEMBER | 7013772 | |
| O'LAUGHLEN, VICTOR FRANCIS JR | BOARD MEMBER | 8041737 | |
| SIMMONDS, AINSLIE JANE | BOARD MEMBER | 6047968 | |
| VITALE, JASON DOMINICK | BOARD MEMBER | 8038160 | |
| YOUNG, LYNN MARIE | CHIEF COMPLIANCE OFFICER | 1982726 |
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Advisor's working at PERSHING LLC
David Edward Wilson JR.
Kimberly Victoria Rian Haupin
Corbett William Lawrence
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