Xinyue Zhang
Professional summary
Xinyue Zhang, who also goes by Charity Zhang, is a registered financial professional currently at US TIGER SECURITIES, INC. located in New York, New York and TRADEUP SECURITIES, INC. located in New York, New York.
Xinyue is registered as a RR (Registered Representative) and started their career in finance in 2016. Xinyue has worked at 3 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 11, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Xinyue Zhang's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 11, 2019 - Present
US TIGER SECURITIES, INC.
Office #1: 437 Madison Ave 27th Floor, New York, NY 10022October 24, 2019 - Present
TRADEUP SECURITIES, INC.
Office #1: 437 Madison Ave 27th Floor, New York, NY 10022September 30, 2016 - July 5, 2019
FIRSTRADE SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/5/2019)
(11/5/2019)
(4/2/2025)
Exams
Series 7TO
Date: 10/11/2019
General Securities Representative ExaminationSeries 11
Date: 9/30/2016
Assistant Representative-Order Processing Qualification ExamCboe EDGX Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
TRADEUP SECURITIES, INC.
CRD#: 18483 / SEC#: , 8-36754
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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