BS
Brian T. Scott
KESTRA ADVISORY SERVICES
Prescott Valley, AZ
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CRD#: 6667223
BS
Professional summary
Brian T Scott, who also goes by Brian Thomas Scott, Brian Scott, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Prescott Valley, Arizona and KESTRA INVESTMENT SERVICES, LLC located in Prescott, Arizona.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Brian has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brian Thomas Scott | Brian Scott
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: KESTRA ADVISORY SERVICES POS: Financial Advisor NOB: Investment advisory services through Kestra Advisory Services, LLC INV REL: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 10/18/2023 ADDRESS: 5707 Southwest Parkway, Bldg 2, Ste 400, Austin TX 78735 DESC: Advice and portfolio management. Name: DAVE RAMSEY SMARTVESTOR PRO POS: Financial Advisor NOB: Referral program INV REL: Yes # OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 11/03/2023 ADDRESS: 3623 Crossings Dr. Suite 107, Prescott AZ 86305 DESC: Financial advising. Name: FOR THE SCOTT GIRLS LLC POS: Owner NOB: Billing and Administrative INV REL: No, # OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 09/11/2024 ADDRESS: 7129 E. Burro Ln., Prescott Valley AZ 86314 DESC: Management of the operations of the LLC in support of financial advising activities such as paying the branch office lease, purchasing office equipment, and paying for services. Name: FIXED INSURANCE BUSINESS WITH UNDERWRITERS BROKERAGE SERVICE POSITION: Producer NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 6 SECURITIES TRADING HOURS: 6 START DATE: 05/28/2025 ADDRESS: 7129 E BURRO LN, PRESCOTT VALLEY AZ 86314, United States DESCRIPTION: Soliciting fixed insurance business and processing applications. Name: RYLEIGH WEALTH MANAGEMENT POSITION: Financial Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 10/18/2023 ADDRESS: 3623 Crossings Dr. Suite 350, Prescott AZ 86305, United States DESCRIPTION: Financial advice and portfolio management.
CRS (Client Relationship Summary) - RIA
Click below to view Brian T Scott's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 20, 2023 - Present
KESTRA ADVISORY SERVICES, LLC
Office #2: 3623 Crossings Dr. Ste 107, Prescott, AZ 86305RIA
CRD#: 283330
Prescott Valley, AZ
Current
October 18, 2023 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 3623 Crossings Dr. Ste 350, Prescott, AZ 86305BD
CRD#: 42046
Prescott, AZ
Past
March 24, 2022 - December 22, 2022
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
PRESCOTT, AZ
Past
March 24, 2022 - December 22, 2022
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
PRESCOTT, AZ
Past
March 23, 2022 - October 18, 2023
CWM, LLC
RIA
CRD#: 155344
Prescott, AZ
Past
October 28, 2016 - March 24, 2022
EDWARD JONES
RIA
CRD#: 250
PRESCOTT VALLEY, AZ
Past
August 5, 2016 - March 24, 2022
EDWARD JONES
BD
CRD#: 250
PRESCOTT VALLEY, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/8/2023)
RR
Alaska(10/18/2023)
RR
Arizona(10/20/2023)
IAR
Arizona(10/20/2023)
RR
California(10/18/2023)
RR
Florida(10/18/2023)
RR
Virginia(11/3/2025)
RR
Washington(1/16/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
