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DM

Dario Marcelli

NPM SECURITIES
NEW YORK, NY 10016
Some features on this profile are disabled
CRD#: 6664849
DM
Dario Marcelli IIINPM SECURITIES

Professional summary

Dario Marcelli III, who also goes by Dario Marcelli, is a registered financial professional currently at NPM SECURITIES, LLC located in New York, New York.

Dario is registered as a RR (Registered Representative) and started their career in finance in 2016. Dario has worked at 2 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 52 and Series 7 exams.

Aliases

Dario Marcelli

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Dario Marcelli III's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 4, 2026 - Present

NPM SECURITIES, LLC

Office #1: 3 East 28th Street 7th Floor, New York, NY 10016
BD
CRD#: 168469
NEW YORK, NY
Past

July 11, 2016 - March 23, 2026

WELLS FARGO SECURITIES, LLC

BD
CRD#: 126292
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(8/4/2026)
RR
Alaska
(8/4/2026)
RR
Arizona
(8/4/2026)
RR
Arkansas
(8/4/2026)
RR
California
(8/4/2026)
RR
Colorado
(8/4/2026)
RR
Connecticut
(8/4/2026)
RR
Delaware
(8/4/2026)
RR
District of Columbia
(8/4/2026)
RR
Florida
(8/4/2026)
RR
Georgia
(8/4/2026)
RR
Hawaii
(8/4/2026)
RR
Idaho
(8/4/2026)
RR
Illinois
(8/4/2026)
RR
Indiana
(8/4/2026)
RR
Iowa
(8/4/2026)
RR
Kansas
(8/4/2026)
RR
Kentucky
(8/4/2026)
RR
Louisiana
(8/4/2026)
RR
Maine
(8/4/2026)
RR
Maryland
(8/4/2026)
RR
Massachusetts
(8/4/2026)
RR
Michigan
(8/4/2026)
RR
Minnesota
(8/4/2026)
RR
Mississippi
(8/4/2026)
RR
Missouri
(8/4/2026)
RR
Montana
(8/4/2026)
RR
Nebraska
(8/4/2026)
RR
Nevada
(8/4/2026)
RR
New Hampshire
(8/4/2026)
RR
New Jersey
(8/4/2026)
RR
New Mexico
(8/4/2026)
RR
New York
(8/4/2026)
RR
North Carolina
(8/4/2026)
RR
North Dakota
(8/4/2026)
RR
Ohio
(8/4/2026)
RR
Oklahoma
(8/4/2026)
RR
Oregon
(8/4/2026)
RR
Pennsylvania
(8/4/2026)
RR
Puerto Rico
(8/4/2026)
RR
Rhode Island
(8/4/2026)
RR
South Carolina
(8/4/2026)
RR
South Dakota
(8/4/2026)
RR
Tennessee
(8/4/2026)
RR
Texas
(8/4/2026)
RR
Utah
(8/4/2026)
RR
Vermont
(8/4/2026)
RR
Virgin Islands
(8/4/2026)
RR
Virginia
(8/4/2026)
RR
Washington
(8/4/2026)
RR
West Virginia
(8/4/2026)
RR
Wisconsin
(8/4/2026)
RR
Wyoming
(8/4/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 8/6/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 10/10/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 52
Date: 2/23/2017
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 7/11/2016
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

NS
NPM SECURITIES, LLC
NPM SECURITIES, LLC

CRD#: 168469 / SEC#: , 8-69312

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
3 East 28th Street 7th Floor, New York, NY 10016
Mailing Address
3 East 28th Street 7th Floor, New York, NY 10016
Phone number
(646) 968-7064
Established
Delaware since 05/01/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
NASDAQ PRIVATE MARKET, LLC (FKA: COPELAND MARKETS)SHAREHOLDER
AFONJA, LATIFATFINOP5443130
CALLAHAN, THOMAS FRANCISCHIEF EXECUTIVE OFFICER2278823
KROCULICK, ANDREW JOHNHEAD OF BUSINESS OPERATIONS AND CLIENT EXPERIENCE7759899
SETARO, CHRISTOPHER MICHAELCHIEF COMPLIANCE OFFICER2635774

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NPM SECURITIES, LLC

CRD#: 168469New York, NY 10016

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