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FIRM PROFILE
Overview
NPM SECURITIES, LLC is located at 3 East 28th Street 7th Floor, New York, NY 10016 and was first established at New York, Delaware in 05/01/2013. After operating for 12 years, NPM SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of NPM SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. NPM SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at NPM SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access NPM SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at NPM SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for NPM SECURITIES, LLC Comes From
Understanding the Statistics for NPM SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
3 East 28th Street 7th Floor, New York, NY 10016
3 East 28th Street 7th Floor, New York, NY 10016
Small
(646) 968-7064
Delaware since 05/01/2013
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
The Importance of Understanding a Firm’s Role when Evaluating an Advisor
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Advisor's working at NPM SECURITIES, LLC
Uzair Tahir Hafeez
Francis Ofori-amanfo
Theodore Hart Dulchinos
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