PJ
Patrick Johnson
CAPITAL INVESTMENT ADVISORS
Washington D.c., DC 20007
Some features on this profile are disabled
CRD#: 6664178
PJ
Professional summary
Patrick Johnson, who also goes by Patrick Brian Johnson, is a registered financial advisor currently at CAPITAL INVESTMENT ADVISORS located in Washington D.c., District Of Columbia and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Washington, District Of Columbia.
Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Patrick has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Patrick Brian Johnson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Patrick Johnson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 21, 2019 - Present
CAPITAL INVESTMENT ADVISORS
Office #1: 1000 Potomac Street N.w. Suite 300, Washington D.c., DC 20007RIA
CRD#: 118269
Washington D.c., DC
Current
December 5, 2018 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 1000 Potomac St Nw, Suite 300, Washington, DC 20007-2081BD
CRD#: 39543
Washington, DC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAPITAL INVESTMENT ADVISORS
CAPITAL ASSET MANAGEMENT GROUP, INC. | INSTITUTE FOR FINANCIAL INDEPENDENCE | INNOVATIVE INVESTING | FORTRESS FINANCIAL | CAPITAL INVESTMENT ADVISORS, INC. | CAPITAL INVESTMENT ADVISORS | CAPITAL FINANCIAL PLANNING GROUP, INC.
CRD#: 118269 / SEC#: 801-110008
RIA
Registered Investment Advisory firm - (2/27/2017 Approved)Delaware
Registered Investment Advisory firm - (3/15/2017 Terminated)District of Columbia
Registered Investment Advisory firm - (3/13/2017 Terminated)Maryland
Registered Investment Advisory firm - (4/14/2017 Terminated)Pennsylvania
Registered Investment Advisory firm - (3/15/2017 Terminated)Virginia
Registered Investment Advisory firm - (3/13/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
District of Columbia(11/21/2019)
RR
District of Columbia(1/2/2020)
RR
Virginia(12/19/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAPITAL INVESTMENT ADVISORS
CAPITAL ASSET MANAGEMENT GROUP, INC. | INSTITUTE FOR FINANCIAL INDEPENDENCE | INNOVATIVE INVESTING | FORTRESS FINANCIAL | CAPITAL INVESTMENT ADVISORS, INC. | CAPITAL INVESTMENT ADVISORS | CAPITAL FINANCIAL PLANNING GROUP, INC.
CRD#: 118269 / SEC#: 801-110008
RIA
Registered Investment Advisory firm - (2/27/2017 Approved)Delaware
Registered Investment Advisory firm - (3/15/2017 Terminated)District of Columbia
Registered Investment Advisory firm - (3/13/2017 Terminated)Maryland
Registered Investment Advisory firm - (4/14/2017 Terminated)Pennsylvania
Registered Investment Advisory firm - (3/15/2017 Terminated)Virginia
Registered Investment Advisory firm - (3/13/2017 Terminated)PREMIUM
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Contact information
Main Address
1000 Potomac Street N.w. Suite 300, Washington D.c., DC 20007
Mailing Address
Phone number
(240) 482-4000
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (11 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,416 |
| AUM (Assets Under Management) | $ 302,256,086 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
