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EL

Eric R. Lockerman

NOVARE CAPITAL MANAGEMENT
CHARLOTTE, NC 28203
CRD#: 6663485
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EL
Eric Richard LockermanNOVARE CAPITAL MANAGEMENT

Professional summary

Eric Richard Lockerman, who also goes by Eric Lockerman, Eric Richard Lockerman, is a registered financial advisor currently at NOVARE CAPITAL MANAGEMENT located in Charlotte, North Carolina.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Eric has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Eric Lockerman | Eric Richard Lockerman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Richard Lockerman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 15, 2021 - Present

NOVARE CAPITAL MANAGEMENT

Office #1: 2825 South Boulevard Suite 440, Charlotte, NC 28203
RIA
CRD#: 117949
CHARLOTTE, NC
Past

November 7, 2019 - June 10, 2021

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
SALISBURY, NC
Past

August 20, 2019 - June 10, 2021

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
SALISBURY, NC
Past

July 6, 2016 - July 16, 2019

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

BD
CRD#: 20472
CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NC
NOVARE CAPITAL MANAGEMENT
NOVARE CAPITAL MANAGEMENT

CRD#: 117949 / SEC#: 801-61848

RIA
Registered Investment Advisory firm - (2/26/2003 Approved)
Georgia
Registered Investment Advisory firm - (10/18/2005 Terminated)
North Carolina
Registered Investment Advisory firm - (10/18/2005 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
North Carolina
(7/15/2021)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/6/2019
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/21/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 7/6/2016
Investment Company Products/Variable Contracts Representative Examination

Current Firm

NC
NOVARE CAPITAL MANAGEMENT
NOVARE CAPITAL MANAGEMENT

CRD#: 117949 / SEC#: 801-61848

RIA
Registered Investment Advisory firm - (2/26/2003 Approved)
Georgia
Registered Investment Advisory firm - (10/18/2005 Terminated)
North Carolina
Registered Investment Advisory firm - (10/18/2005 Terminated)
Loading...

Contact information

Main Address
521 E. Morehead Suite 510, Charlotte, NC 28202
Mailing Address
Po Box 11369, Charlotte, NC 28220
Phone number
(704) 334-3698
Established
Firm type
Fiscal year end
# of Employees
23

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV 2A - NOVARE CAPITAL MANAGEMENT, LLC (3/21/2025)

Regulatory assets under management

Total Number of Accounts1,954
AUM (Assets Under Management)$ 1,723,889,710

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NOVARE CAPITAL MANAGEMENT

CRD#: 117949Charlotte, NC 28203

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