OS
Oscar R. Salgado
KESTRA ADVISORY SERVICES
Rockville, MD 20874
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CRD#: 6658060
OS
Professional summary
Oscar Rene Salgado, who also goes by Oscar Rene Salgado, Oscar Salgado, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Rockville, Maryland and KESTRA INVESTMENT SERVICES, LLC located in Rockville, Maryland.
Oscar is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Oscar has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Oscar Rene Salgado | Oscar Salgado
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: SOLE SELLER LLC POSITION: Owner NATURE: Sneaker Resell INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 0 START DATE: 07/25/2022 ADDRESS: 13300 Burnt Woods Pl, Germantown MD 20874 DESCRIPTION: I purchase sneakers on my off time. Post them on the sites, which may take a few mins to an hour. Once sold, I ship the shoes to verification locations depending on the third party platform. Business Name: CURO PRIVATE WEALTH POSITION: Client Service Associate NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 119 START DATE: 06/13/2022 ADDRESS: 6116 Executive Blvd, Suite 410, Rockville MD 20852 DESCRIPTION: Manage client needs regarding service, trading, problem resolutions and processing issues. Manage inbound calls and emails generated by a book of clients and takes responsibility for proactive outreach to clients. Prepare report information for client meetings. Able to identify opportunities, issues and viable alternatives when traditional solutions do not apply. Ability to manage and prioritize multiple and competing priorities on a daily basis in pursuit of business objectives. Interfaces with broker-dealer or custodian to open new accounts, update account information.
CRS (Client Relationship Summary) - RIA
Click below to view Oscar Rene Salgado's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 17, 2022 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 6116 Executive Blvd Ste 410, Rockville, MD 20874RIA
CRD#: 283330
Rockville, MD
Current
June 17, 2022 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 6116 Executive Boulevard Ste. 410, Rockville, MD 20852BD
CRD#: 42046
Rockville, MD
Past
October 27, 2021 - May 8, 2022
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
COVINGTON, KY
Past
October 25, 2021 - May 3, 2022
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
COVINGTON, KY
Past
February 19, 2019 - September 22, 2021
MORGAN STANLEY
RIA
CRD#: 149777
Rockville, MD
Past
February 19, 2019 - September 22, 2021
MORGAN STANLEY
BD
CRD#: 149777
Rockville, MD
Past
May 23, 2018 - October 19, 2018
FORESIDE FUND SERVICES, LLC
BD
CRD#: 46106
BETHESDA, MD
Past
October 30, 2017 - March 9, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
HUNT VALLEY, MD
Past
August 16, 2017 - March 9, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
HUNT VALLEY, MD
Past
September 9, 2016 - June 15, 2017
T. ROWE PRICE INVESTMENT SERVICES, INC.
BD
CRD#: 8348
OWINGS MILLS, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Maryland(6/17/2022)
IAR
Maryland(6/17/2022)
RR
Virginia(6/17/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Rockville, MD 20874TRUST BUT VERIFY
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