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Brandi R. Lavio
CITADEL SECURITIES INSTITUTIONAL
New York, NY 10022
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CRD#: 6657655
BL
Professional summary
Brandi Rose Lavio is a registered financial professional currently at CITADEL SECURITIES INSTITUTIONAL LLC located in New York, New York and CITADEL SECURITIES LLC located in New York, New York.
Brandi is registered as a RR (Registered Representative) and started their career in finance in 2018. Brandi has worked at 5 firms and has passed the Series 63, Series 99TO, Series 3, Series 57TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Brandi Rose Lavio's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 11, 2022 - Present
CITADEL SECURITIES INSTITUTIONAL LLC
Office #1: 425 Park Avenue, New York, NY 10022BD
CRD#: 281102
New York, NY
Current
February 11, 2022 - Present
CITADEL SECURITIES LLC
Office #1: 425 Park Avenue, New York, NY 10022BD
CRD#: 116797
New York, NY
Past
February 11, 2022 - February 9, 2024
PALAFOX TRADING LLC
BD
CRD#: 131114
New York, NY
Past
February 11, 2022 - February 9, 2024
CITADEL CLEARING LLC
BD
CRD#: 172693
New York, NY
Past
September 20, 2018 - February 7, 2022
E*TRADE SECURITIES LLC
BD
CRD#: 29106
Jersey City, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/11/2022)
RR
Alaska(2/11/2022)
RR
California(2/11/2022)
RR
Florida(2/11/2022)
RR
Illinois(2/11/2022)
RR
Indiana(2/11/2022)
RR
Louisiana(2/11/2022)
RR
Michigan(2/11/2022)
RR
Montana(2/11/2022)
RR
New York(2/11/2022)
RR
Ohio(2/11/2022)
RR
Pennsylvania(2/11/2022)
RR
Puerto Rico(2/11/2022)
RR
Rhode Island(2/11/2022)
RR
Texas(2/11/2022)
RR
Virginia(2/11/2022)
RR
Washington(2/11/2022)
RR
West Virginia(4/4/2022)
RR
Wyoming(2/11/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 57TO
Date: 3/14/2019
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX Emerald, LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
MIAX Sapphire
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq MRX, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
Nasdaq Texas, LLC
SRO Registrations
RR
New York Stock Exchange
Current Firm
CS
CITADEL SECURITIES LLC
CITADEL DERIVATIVES GROUP LLC | CITADEL SECURITIES LLC
CRD#: 116797 / SEC#: , 8-53574
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
830 Brickell Plaza, Miami, FL 33131
Mailing Address
830 Brickell Plaza, Miami, FL 33131
Phone number
(305) 929-6851
Established
Delaware since 07/30/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (15 States and Territories)
Documents
Disclosures
| Regulatory Event | 75 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
