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CRD#: 116797
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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

CITADEL SECURITIES LLC is located at 830 Brickell Plaza, Miami, FL 33131 and was first established at Florida, Delaware in 07/30/2001. After operating for 24 years, CITADEL SECURITIES LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of CITADEL SECURITIES LLC’s clients are individuals and 0% of their clients are high net worth individuals. CITADEL SECURITIES LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at CITADEL SECURITIES LLC are registered to handle securities or provide financial advice. The firm has 76 disclosures, 75 being regulatory events, 0 being client events, and 1 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access CITADEL SECURITIES LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at CITADEL SECURITIES LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for CITADEL SECURITIES LLC Comes From

Understanding the Statistics for CITADEL SECURITIES LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
75
Arbitration
1

FIRM INFORMATION

Main Address
830 Brickell Plaza, Miami, FL 33131
Mailing Address
830 Brickell Plaza, Miami, FL 33131
Firm Size
Large
Phone Number
(305) 929-6851
Established
Delaware since 07/30/2001
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
CSHC US LLCOWNER
ZHAO, PENGCHIEF EXECUTIVE OFFICER4978269
CITADEL SECURITIES GROUP LP (FKA CALC IV LP)MANAGING MEMBER
HAROLD, MARC RYANCHIEF COMPLIANCE OFFICER3200916
HENRY, STEVEN MICHAELCHIEF ACCOUNTING OFFICER5587809

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at CITADEL SECURITIES LLC

CG

Christopher P Gleason

Christopher Peter Gleason, Christopher Gleason
RR
CRD#: 1548811
Location:
Chicago, IL 60603
Company:
CITADEL SECURITIES LLC
Disclosures:
Experience:
25 years
View Profile
RB

Richard T Barry

Richard Thomas Barry
RR
CRD#: 1747593
Location:
New York, NY 10006
Company:
CITADEL SECURITIES LLC
Disclosures:
Experience:
38 years
View Profile
KG

Kenneth Cordele Griffin

Ken Griffin
RR
CRD#: 1985894
Location:
Miami, FL 33131
Company:
CITADEL SECURITIES LLC
Disclosures:
Experience:
36 years
View Profile
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