Cory M. Wood
Professional summary
Cory Matthew Wood, who also goes by Cory M. Wood, Cory Wood, Cory Matthew `wood, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Tampa, Florida and TRUIST INVESTMENT SERVICES, INC. located in Tampa, Florida.
Cory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Cory has worked at 5 firms and has passed the Series 66, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Cory Matthew Wood's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 8, 2022 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 401 E Jackson St Fl 20, Tampa, FL 33602March 18, 2022 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 401 E Jackson St Fl 20, Tampa, FL 33602Office #2: 36105 E Lake Rd, Palm Harbor, FL 34685January 7, 2022 - February 16, 2022
FISHER INVESTMENTS
March 7, 2019 - August 30, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 25, 2019 - August 30, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 15, 2016 - August 23, 2017
NYLIFE SECURITIES LLC
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/4/2022)
(4/8/2022)
(4/22/2022)
Exams
Series 7TO
Date: 2/6/2019
General Securities Representative ExaminationFINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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