John J. Hong
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Junghoon Hong, who also goes by Jeong Hoon Hong, John Hong, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2017. John had worked at 3 firms and has passed the Series 66, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 7, 2024 - April 25, 2025
BOUSTEAD SECURITIES, LLC
May 17, 2023 - April 25, 2025
SUTTER SECURITIES CLEARING, LLC
September 12, 2019 - April 25, 2025
SUTTER SECURITIES INCORPORATED
October 12, 2017 - November 13, 2019
BOUSTEAD SECURITIES, LLC
July 6, 2017 - November 21, 2019
SUTTER SECURITIES CLEARING, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
BOUSTEAD SECURITIES, LLC
CRD#: 141391 / SEC#: , 8-67384
Contact information
FINRA licenses (47 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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