Stephanie Z. Baszner
Professional summary
Stephanie Zodtner Baszner, CFP®, who also goes by Stephanie Baszner, Stephanie Marie Zodtner, is a registered financial advisor currently at RITHOLTZ WEALTH MANAGEMENT located in Charlotte, North Carolina.
Stephanie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Stephanie has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stephanie Zodtner Baszner's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 10, 2023 - Present
RITHOLTZ WEALTH MANAGEMENT
Office #1: 1900 S Blvd Suite 110, Charlotte, NC 28203July 12, 2019 - July 5, 2023
VANGUARD ADVISERS, INC.
June 21, 2016 - July 5, 2023
VANGUARD MARKETING CORPORATION
Primary Firm SEC Registration
RITHOLTZ WEALTH MANAGEMENT
CRD#: 168652 / SEC#: 801-78479
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/10/2023)
Exams
Current Firm
RITHOLTZ WEALTH MANAGEMENT
CRD#: 168652 / SEC#: 801-78479
Contact information
SEC notice filing (48 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 12,587 |
| AUM (Assets Under Management) | $ 7,698,264,641 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/04/2026 | ||
| 05/28/2025 | ||
| 04/10/2024 |
Red Flags
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