Nirmal K. Gandi
Professional summary
Nirmal K Gandi, who also goes by Nirmal Gandi, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Durham, North Carolina and NATIONAL FINANCIAL SERVICES LLC located in Durham, North Carolina.
Nirmal is registered as a RR (Registered Representative) and started their career in finance in 2016. Nirmal has worked at 2 firms and has passed the SIE and Series 99 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nirmal K Gandi's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 24, 2016 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 100 New Millennium Way, Durham, NC 27709June 8, 2026 - Present
NATIONAL FINANCIAL SERVICES LLC
Office #1: 100 New Millennium Way, Durham, NC 27709-8204State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
NATIONAL FINANCIAL SERVICES LLC
CRD#: 13041 / SEC#: 801-50706, 8-26740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | SOLE MEMBER | |
| ADAMS, ROBERT JOHN | CHIEF OPERATIONS OFFICER/ELECTED MANAGER | 1291582 |
| CRUPI, KAREN MICHELE | CHIEF LEGAL OFFICER | 2982229 |
| DYER, JANET MARIE | CHIEF COMPLIANCE OFFICER | 3186352 |
| RHODES, NOAH BUTLER | CHIEF FINANCIAL OFFICER | 6546392 |
| TESAURO, THOMAS JOHN | ELECTED MANAGER | 1862532 |
| TESAURO, THOMAS JOHN | PRESIDENT | 1862532 |
Disclosures
| Regulatory Event | 47 |
| Civil Event | 1 |
| Arbitration | 14 |
Red Flags
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Company Information
NATIONAL FINANCIAL SERVICES LLC
CRD#: 13041Durham, NC 27709TRUST BUT VERIFY
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