Evan T. Hirano

MOK CAPITAL MANAGEMENT

Los Altos, CA 94022-1456

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CRD#: 6642066

Professional summary

Evan Thomas Hirano, CFP® is a registered financial advisor currently at MOK CAPITAL MANAGEMENT located in Los Altos, California and PURSHE KAPLAN STERLING INVESTMENTS located in Los Altos, California.

Evan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Evan has worked at 2 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) MOK CAPITAL MANAGEMENT INVESTMENT RELATED. 2962 EL CAMINO REAL SUITE 235. INVESTMENT ADVISOR. START 7/5. 160 HOURS/MONTH, 80 DURING TRADING. ASSIST STANLEY MOK WITH ANY HELP THAT HE NEEDS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Evan Thomas Hirano's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

April 25, 2016 - Present

MOK CAPITAL MANAGEMENT

Office #1: 4962 El Camino Real Ste. 235, Los Altos, CA 94022-1456

RIA

CRD#: 110182

Los Altos, CA

Current

August 28, 2017 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 4962 El Camino Real Suite 235, Los Altos, CA 94022

CRD#: 35747

Los Altos, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

California
(4/25/2016)

California
(9/27/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 9/27/2017

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 8/31/2015

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 8/28/2017

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

MOK CAPITAL MANAGEMENT

MOK CAPITAL MANAGEMENT | MOK STANLEY QUION

CRD#: 110182 / SEC#: 801-68939

RIA

Registered Investment Advisory firm - (7/3/2012 Terminated)

California

Registered Investment Advisory firm - (6/14/2012 Approved)

Nevada

Registered Investment Advisory firm - (6/14/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

4962 El Camino Real Ste. 235, Los Altos, CA 94022-1456

Mailing Address

4962 El Camino Real Ste. 235, Los Altos, CA 94022-1456

Phone number

(650) 318-8077

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	176
AUM (Assets Under Management)	$ 55,014,130

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Evan T. Hirano

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Evan Thomas Hirano's CRS (Customer Relationship Summary).

Certified licenses

Experience

MOK CAPITAL MANAGEMENT

PURSHE KAPLAN STERLING INVESTMENTS

State Registrations and Notice Filings

Exams

Series 63

Date: 9/27/2017

Series 65

Date: 8/31/2015

SIE

Date: 10/1/2018

Series 6

Date: 8/28/2017

FINRA

Current Firm

MOK CAPITAL MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MOK CAPITAL MANAGEMENT

TRUST BUT VERIFY

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