DM
Daniel L. Menendez
NPM SECURITIES
New York, NY 10016
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CRD#: 6640382
DM
Professional summary
Daniel Luis Menendez, who also goes by Daniel Menendez, is a registered financial professional currently at NPM SECURITIES, LLC located in New York, New York.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2017. Daniel has worked at 2 firms and has passed the Series 66, Series 79TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Daniel Menendez
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Daniel Luis Menendez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 14, 2026 - Present
NPM SECURITIES, LLC
Office #1: 3 East 28th Street 7th Floor, New York, NY 10016BD
CRD#: 168469
New York, NY
Past
September 6, 2017 - April 21, 2026
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
WEEHAWKEN, NJ
Past
August 28, 2017 - April 21, 2026
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/14/2026)
RR
Alaska(4/14/2026)
RR
Arizona(4/14/2026)
RR
Arkansas(4/14/2026)
RR
California(4/14/2026)
RR
Colorado(4/14/2026)
RR
Connecticut(4/14/2026)
RR
Delaware(4/14/2026)
RR
District of Columbia(4/14/2026)
RR
Florida(4/14/2026)
RR
Georgia(4/14/2026)
RR
Hawaii(4/14/2026)
RR
Idaho(4/14/2026)
RR
Illinois(4/14/2026)
RR
Indiana(4/14/2026)
RR
Iowa(4/14/2026)
RR
Kansas(4/14/2026)
RR
Kentucky(4/14/2026)
RR
Louisiana(4/14/2026)
RR
Maine(4/14/2026)
RR
Maryland(4/14/2026)
RR
Massachusetts(4/14/2026)
RR
Michigan(4/14/2026)
RR
Minnesota(4/14/2026)
RR
Mississippi(4/14/2026)
RR
Missouri(4/14/2026)
RR
Montana(4/14/2026)
RR
Nebraska(4/14/2026)
RR
Nevada(4/14/2026)
RR
New Hampshire(4/14/2026)
RR
New Jersey(4/14/2026)
RR
New Mexico(4/14/2026)
RR
New York(4/14/2026)
RR
North Carolina(4/14/2026)
RR
North Dakota(4/14/2026)
RR
Ohio(4/14/2026)
RR
Oklahoma(4/14/2026)
RR
Oregon(4/14/2026)
RR
Pennsylvania(4/14/2026)
RR
Puerto Rico(4/14/2026)
RR
Rhode Island(4/14/2026)
RR
South Carolina(4/14/2026)
RR
South Dakota(4/14/2026)
RR
Tennessee(4/14/2026)
RR
Texas(4/14/2026)
RR
Utah(4/14/2026)
RR
Vermont(4/14/2026)
RR
Virgin Islands(4/14/2026)
RR
Virginia(4/14/2026)
RR
Washington(4/14/2026)
RR
West Virginia(4/14/2026)
RR
Wisconsin(4/14/2026)
RR
Wyoming(4/14/2026)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 11/4/2019
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NS
NPM SECURITIES, LLC
NPM SECURITIES, LLC
CRD#: 168469 / SEC#: , 8-69312
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
3 East 28th Street 7th Floor, New York, NY 10016
Mailing Address
3 East 28th Street 7th Floor, New York, NY 10016
Phone number
(646) 968-7064
Established
Delaware since 05/01/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
