Nicholas Thomas Morreale
Professional Summary
Nicholas Thomas Morreale is a registered financial advisor currently at PARAMAX SECURITIES, LLC located in Williamsville, New York. Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2016. Nicholas has worked at 1 firm and has passed the Series 63, SIE, Series 79 and Series 62 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
10 years in the financial services industry
Current & Past Employments
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Current Firm
PARAMAX SECURITIES, LLC
Contact Information
Main Address
333 International Drive Suite A, Williamsville, NY 14221Mailing Address
333 International Drive Suite A, Williamsville, NY 14221Phone Number
(716) 626-1200Established
New York since 05/14/2007Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (21 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/19/2023)
(6/13/2016)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Jul 2016About the Series 79 examSeries 62 — Corporate Securities Limited Representative Examination
Passed Jun 2016SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Nicholas Thomas Morreale's CRS (Customer Relationship Summary).
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