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NM

Nicholas T. Morreale

PARAMAX SECURITIES
Williamsville, NY 14221
Some features on this profile are disabled
CRD#: 6636854
NM

Professional summary

Nicholas Thomas Morreale is a registered financial professional currently at PARAMAX SECURITIES, LLC located in Williamsville, New York.

Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2016. Nicholas has worked at 1 firm and has passed the Series 63, SIE, Series 79 and Series 62 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nicholas Thomas Morreale's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 2, 2016 - Present

PARAMAX SECURITIES, LLC

Office #1: 333 International Drive Suite A, Williamsville, NY 14221
BD
CRD#: 147374
Williamsville, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Indiana
(1/19/2023)
RR
New York
(6/13/2016)

Exams

State Security Law Exam
RR
Series 63
Date: 6/13/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 7/21/2016
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 62
Date: 6/2/2016
Corporate Securities Limited Representative Examination
SRO Registrations
RR
FINRA

Current Firm

PS
PARAMAX SECURITIES, LLC
PARAMAX SECURITIES, LLC

CRD#: 147374 / SEC#: , 8-67902

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
333 International Drive Suite A, Williamsville, NY 14221
Mailing Address
333 International Drive Suite A, Williamsville, NY 14221
Phone number
(716) 626-1200
Established
New York since 05/14/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (18 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
PARAMAX CORPORATIONMEMBER/OWNER
D'ALBA, RUSSELL JDESIGNATED PRINCIPAL/CCO/MEMBER4650836
MINNECI, TIMOTHY CHARLESREGISTERED PRINCIPAL5536348
SCHAPS, MICHAEL ROBERTFINOP/CHIEF FINANCIAL OFFICER/PFO/POO1892138

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PARAMAX SECURITIES, LLC

CRD#: 147374Williamsville, NY 14221

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