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Timothy Charles Minneci

TIMOTHY C. MINNECI
WILLIAMSVILLE, NY
·CRD# 5536348·18 years experience

Professional Summary

Timothy Charles Minneci, who also goes by Tim Minneci, is a registered financial advisor currently at TIMOTHY C. MINNECI located in Williamsville, New York and PARAMAX SECURITIES, LLC located in Williamsville, New York. Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Timothy has worked at 2 firms and has passed the Series 65, Series 63, Series 99TO, Series 79TO, SIE, Series 7...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Tim Minneci

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

18 years in the financial services industry

Current & Past Employments

TIMOTHY C. MINNECI·CRD# 169088
RIA
333 International Drive Suite A, Williamsville, NY 14221
December 4, 2013 - Present
PARAMAX SECURITIES, LLC·CRD# 147374
BD
1. 333 International Drive Suite A, Williamsville, NY 142212. 333 International Drive Suite A, Williamsville, NY 14221
October 31, 2008 - Present

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Current Firm

TC
TIMOTHY C. MINNECI

MINNECI, TIMOTHY C. | TIMOTHY C. MINNECI

CRD#: 169088
Florida
Registered Investment Advisory firm - Florida (12/4/2013 Approved)
New York
Registered Investment Advisory firm - New York (10/24/2014 Approved)

Contact Information

Main Address

333 International Drive Suite A, Williamsville, NY 14221

Phone Number

(716) 626-1200

# of Employees

1

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) TIMOTHY MINNECI - PERSONAL INVESTMENT ADVISOR (LESS THAN 5 CLIENTS), SPEND 1 HOUR PER WEEK, 0 HOURS DURING TRADING DAY. 2) Island Estates Home Watch LLC - THE BUSINESS IS NOT INVESTMENT RELATED; BUSINESS ADDRESS: 223 ISLAND WAY, CLEARWATER, FLA; PARTNER IN HOME WATCH OF PROPERTY FOR OWNERS THAT HAVE MULTIPLE RESIDENCES; APPROXIMATELY 1 HOUR PER MONTH WILL BE DEVOTED TO THE BUSINESS; 0 HOURS DURING SECURITIES TRADING HOURS. 3) 04/2004-Present; Paramax Corporation;N WILLIAMSVILLE,NY;United States;DIRECTOR 4) LAZY MARY PICTURES CORPORATION - PROVIDES FUNDS TO THE CORPORATION IN THE FORM OF A PROMISSORY NOTE; INVESTMENT-RELATED; 99 AUTUMNWOOD DRIVE, GRAND ISLAND, NY; STARTED 11/2024; 0 HOURS OF WORK TO BE SPENT.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(10/24/2018)
RR
California
(8/7/2018)
RR
Delaware
(1/14/2016)
RR
Florida
(9/11/2013)
IAR
Florida
(12/4/2013)
RR
Georgia
(11/16/2020)
RR
Illinois
(3/4/2022)
RR
Indiana
(1/19/2023)
RR
Louisiana
(12/22/2025)
RR
Michigan
(9/22/2014)
RR
Missouri
(8/2/2021)
RR
Nevada
(8/28/2018)
RR
New Jersey
(8/30/2018)
RR
New York
(11/4/2008)
IAR
New York
(11/8/2021)
RR
Ohio
(2/14/2013)
RR
Pennsylvania
(10/9/2014)
RR
Tennessee
(6/9/2026)
RR
Texas
(5/10/2024)
RR
Virginia
(5/2/2018)
RR
Wisconsin
(7/13/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 2013About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2008About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2008About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jul 2008About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Timothy Charles Minneci's CRS (Customer Relationship Summary).

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