Barry P. Bowden
Professional summary
Barry Philip Bowden, who also goes by Barry Bowden, is a registered financial professional currently at RUBICON CAPITAL ADVISORS .
Barry is registered as a RR (Registered Representative) and started their career in finance in 2017. Barry has worked at 1 firm and has passed the Series 99TO, SIE and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Barry Philip Bowden's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 30, 2017 - Present
RUBICON CAPITAL ADVISORS
Office #1: 10 Pembroke Place Ballsbridge, Dublin 4, D04 V1W6Office #2: 10 Pembroke Place, Ballsbridge, Dublin 4, D04 V1W6State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 7/27/2017
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
RUBICON CAPITAL ADVISORS
CRD#: 283566 / SEC#: , 8-69763
Contact information
FINRA licenses (12 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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