Mark Rienzi
Professional summary
Mark Rienzi, who also goes by Mark F Rienzi, is a registered financial professional currently at MAREX CAPITAL MARKETS INC. located in New York, New York.
Mark is registered as a RR (Registered Representative) and started their career in finance in 2016. Mark has worked at 3 firms and has passed the SIE and Series 99 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Rienzi's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 5, 2023 - Present
MAREX CAPITAL MARKETS INC.
Office #1: 140 East 45th Street 10th Floor, New York, NY 10017August 10, 2021 - December 13, 2023
COWEN AND COMPANY
November 30, 2016 - January 4, 2022
COWEN PRIME SERVICES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
FINRA
Current Firm
MAREX CAPITAL MARKETS INC.
CRD#: 161014 / SEC#: , 8-69039
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MAREX SERVICES INC. | DIRECT OWNER | |
| BATES, CHRISTOPHER | FINOP, CFO, PRINCIPAL FINANCIAL OFFICER, DIRECTOR | 5648556 |
| BERNICKY, JENNIFER KAISER | CHIEF OPERATING OFFICER, DIRECTOR | 4781625 |
| CHERRY, ELIN LYNNE | CHIEF COMPLIANCE OFFICER | 2430837 |
| FALCO, CARMINE DOMENICO | PRINCIPAL OPERATIONS OFFICER | 2782798 |
| HOOD, STEPHEN MICHAEL | DIRECTOR | 3139127 |
| VITTAL, MAHESH RAM | PRES. & CEO, DIRECTOR | 4593014 |
Disclosures
| Regulatory Event | 42 |
Red Flags
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