Travis Burgher

CETERA INVESTMENT ADVISERS LLC

WILMINGTON, NC 28403

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CRD#: 6620283

Professional summary

Travis Burgher, who also goes by Travis E Burgher, Travis Edward Burgher, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Wilmington, North Carolina and CETERA INVESTMENT SERVICES LLC located in Wilmington, North Carolina.

Travis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Travis has worked at 8 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Travis E Burgher | Travis Edward Burgher

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1- 11/2022 / Excite Wealth Management / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED / WILMINGTON, NC 2- 12/2022 / Non-Variable Insurance / INVESTMENT RELATED / LINCOLN, NE 3- 12/2022 / Non-Variable Insurance / INVESTMENT RELATED / CEDAR RAPIDS, IA 4- 12/2022 / Non-Variable Insurance / INVESTMENT RELATED / PHOENIX, AZ 5- 08/01/2023 - No Business Name - Not Investment Related - At Reported Business Location(s) - Act in a Fiduciary Capacity - Beneficiary - Start Date 06/16/2023 - 1 Hour Per Month/ During Trading

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Travis Burgher's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 4, 2023 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 704 South College Road, Wilmington, NC 28403

RIA

CRD#: 105644

WILMINGTON, NC

Current

December 4, 2023 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 704 South College Road, Wilmington, NC 28403

CRD#: 33856

MANASSAS, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(6/6/2024)

IAR

North Carolina
(12/4/2023)

North Carolina
(12/15/2023)

South Carolina
(12/4/2023)

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Travis Burgher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Travis Burgher's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT SERVICES LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CUSO FINANCIAL SERVICES, L.P.

CUSO FINANCIAL SERVICES, L.P.

TRUIST ADVISORY SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

BB&T SECURITIES, LLC

BB&T SECURITIES, LLC

BB&T INVESTMENT SERVICES, INC.

BB&T INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/22/2016

Series 63

Date: 5/19/2016

Series 7TO

Date: 12/15/2018

SIE

Date: 10/1/2018

Series 6

Date: 4/5/2016

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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