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Marc V. Lowe

IN THE MONEY RETIREMENT PLANNING LIMITED LIABILITY COMPANY
WATERFORD, CT 06385
CRD#: 6569574
ML
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Professional summary


Marc Victor Lowe, CFP®, who also goes by Marc VIctor Lowe, Marc Lowe, is a registered financial advisor currently at IN THE MONEY RETIREMENT PLANNING LIMITED LIABILITY COMPANY located in Waterford, Connecticut.

Marc is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Marc has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Marc Victor Lowe | Marc Lowe

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Marc Victor Lowe's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Start date: 2021

Experience


Current

January 2, 2025 - Present

IN THE MONEY RETIREMENT PLANNING LIMITED LIABILITY COMPANY

Office #1: 161 Boston Post Rd. Suite 4 Office 5, Waterford, CT 06385
RIA
CRD#: 332715
WATERFORD, CT
Past

May 12, 2020 - April 24, 2024

FISHER INVESTMENTS

RIA
CRD#: 107342
PLANO, TX
Past

August 4, 2017 - February 19, 2020

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
Fort Worth, TX
Past

August 4, 2017 - February 19, 2020

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Fort Worth, TX
Past

December 14, 2015 - July 24, 2017

SPARTAN CAPITAL SECURITIES, LLC

BD
CRD#: 146251
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Connecticut
(1/2/2025)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 8/29/2016
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


IT
IN THE MONEY RETIREMENT PLANNING LIMITED LIABILITY COMPANY
IN THE MONEY RETIREMENT PLANNING LIMITED LIABILITY COMPANY

CRD#: 332715 / SEC#:

Connecticut
Registered Investment Advisory firm - (1/2/2025 Approved)
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Contact information


Main Address
161 Boston Post Rd. Suite 4 Office 5, Waterford, CT 06385
Mailing Address
Phone number
(860) 333-5131
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts6
AUM (Assets Under Management)$ 708,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


IN THE MONEY RETIREMENT PLANNING LIMITED LIABILITY COMPANY

CRD#: 332715Waterford, CT 06385

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