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CH

Charles Hebert-seynett

VENTUM FINANCIAL (US)
Vancouver, V6B 0S6
Some features on this profile are disabled
CRD#: 6620102
CH

Professional summary

Charles Hebert-seynett is a registered financial professional currently at VENTUM FINANCIAL (US) CORP. .

Charles is registered as a RR (Registered Representative) and started their career in finance in 2017. Charles has worked at 2 firms and has passed the Series 63, Series 7TO, SIE and Series 37 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Charles Hebert-seynett's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 22, 2024 - Present

VENTUM FINANCIAL (US) CORP.

Office #1: Vancouver Centre Ii 2500 - 733 Seymour Street, Vancouver, V6B 0S6
BD
CRD#: 127404
Vancouver,
Past

January 16, 2017 - May 18, 2020

MACQUARIE CAPITAL MARKETS NORTH AMERICA LTD.

BD
CRD#: 38108
MONTREAL, QUEBEC,

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(12/16/2024)
RR
Connecticut
(12/22/2024)
RR
Kentucky
(12/16/2024)
RR
Massachusetts
(12/16/2024)
RR
New Jersey
(12/22/2024)
RR
New York
(12/16/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 12/11/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 10/21/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 6/18/2024
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 37
Date: 1/16/2017
Canada Module of the General Securities Registered Representative (With Options Questions)
SRO Registrations
RR
FINRA

Current Firm

VF
VENTUM FINANCIAL (US) CORP.
PACIFIC INTERNATIONAL SECURITIES (U.S.) INC. | VENTUM FINANCIAL (US) CORP. | PI FINANCIAL (US) CORP.

CRD#: 127404 / SEC#: , 8-65995

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
Vancouver Centre Ii 2500 - 733 Seymour Street, Vancouver, V6B 0S6
Mailing Address
Vancouver Centre Ii 2500 - 733 Seymour Street, Vancouver, V6B 0S6
Phone number
(604) 664-2900
Established
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (21 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
VENTUM FINANCIAL CORP.SHAREHOLDER
BUTTERWORTH, RICHARD ANTHONYCHIEF FINANCIAL OFFICER, DIRECTOR7983858
MURRAY, DAVID ANDREWVP, FINANCE AND DIRECTOR4671309
THOMAS, RICHARD WILLIAMCHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER/DIRECTOR4671340

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VENTUM FINANCIAL (US) CORP.

CRD#: 127404Vancouver, V6B 0S6

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