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FIND A VENTUM FINANCIAL (US) CORP. FINANCIAL ADVISOR NEAR ME

Find, Compare and Monitor Financial Advisors at VENTUM FINANCIAL (US) CORP.

CRD#: 127404
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

VENTUM FINANCIAL (US) CORP. is located at Vancouver Centre Ii 2500 - 733 Seymour Street, Vancouver, null V6B 0S6. VENTUM FINANCIAL (US) CORP. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of VENTUM FINANCIAL (US) CORP.’s clients are individuals and 0% of their clients are high net worth individuals. VENTUM FINANCIAL (US) CORP. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at VENTUM FINANCIAL (US) CORP. are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access VENTUM FINANCIAL (US) CORP.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at VENTUM FINANCIAL (US) CORP.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for VENTUM FINANCIAL (US) CORP. Comes From

Understanding the Statistics for VENTUM FINANCIAL (US) CORP. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
Vancouver Centre Ii 2500 - 733 Seymour Street, Vancouver, V6B 0S6
Mailing Address
Vancouver Centre Ii 2500 - 733 Seymour Street, Vancouver, V6B 0S6
Firm Size
Small
Phone Number
(604) 664-2900
Established
since 01/13/2003
Firm Type
Corporation
Fiscal year end
March
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
VENTUM FINANCIAL CORP.SHAREHOLDER
BUTTERWORTH, RICHARD ANTHONYCHIEF FINANCIAL OFFICER, DIRECTOR7983858
MURRAY, DAVID ANDREWVP, FINANCE AND DIRECTOR4671309
THOMAS, RICHARD WILLIAMCHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER/DIRECTOR4671340

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at VENTUM FINANCIAL (US) CORP.

SL

Stanley Myron Lee

Stanley Myron Lee Mr.
RR
CRD#: 4057188
Location:
Vancouver, V6C 3N1
Company:
VENTUM FINANCIAL (US) CORP.
Disclosures:
Experience:
25 years
View Profile
CB

Craig Douglas Brenner

RR
CRD#: 4312908
Location:
Vancouver, V6B 0S6
Company:
VENTUM FINANCIAL (US) CORP.
Disclosures:
Experience:
25 years
View Profile
JE

Jose Estevez

RR
CRD#: 4841137
Location:
Toronto, M5H 3Y2
Company:
VENTUM FINANCIAL (US) CORP.
Disclosures:
Experience:
17 years
View Profile
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