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Adriel Tam
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Adriel Tam

CEO and Founder·THE ENSEMBLE TEAM
SEATTLE, WA
·CRD# 5301024·19 years experience

Why Work With Adriel

Clients don't know what they don't know - Our job is to educate, listen, and empower every investor to make sound financial decisions.

Professional Summary

Adriel Tam, who also goes by Adriel T Tam, is a registered financial advisor currently at THE ENSEMBLE TEAM located in Seattle, Washington. Adriel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Adriel has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

No Minimum

Account Minimum

Under 20

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Services Offered

  • Providing Investor Transparency and Financial Literacy

Specializations

Transparency
Financial Literacy

Biography

Greetings! I am always interested in meeting and networking with driven, unique, and thoughtful individuals. If you are interested in entrepreneurship, future strategic partnerships, or are just passionate about food - I invite you to connect. Adriel’s skills exist around creating a shared vision, developing high performing individuals, high culture teams, and creating shareholder value. He enjoys focusing his time on talent acquisition, M&A, overall P&L responsibility, and creative problem solving. Adriel most recently was...

Other Aliases

Adriel T Tam

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

LinkedIn

linkedin.com/in/xxxxxx

Website

xxxxxxxxxx.xxx

Languages

xxxxxx

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

THE ENSEMBLE TEAM·CRD# 331144
RIA
450 Alaskan Way S Suite 200, Seattle, WA 98104
October 14, 2025 - Present
THE ENSEMBLE TEAM·CRD# 331144
RIA
Seattle, WA
July 22, 2024 - July 1, 2025
EDELMAN FINANCIAL ENGINES·CRD# 104510
RIA
Bothell, WA
March 25, 2022 - November 18, 2022
VIRIDIAN RIA, LLC·CRD# 171332
RIA
Bothell, WA
September 30, 2014 - May 6, 2022
LPL FINANCIAL LLC·CRD# 6413
RIA
Bothell, WA
January 23, 2009 - October 29, 2015
LPL FINANCIAL LLC·CRD# 6413
BD
Bothell, WA
January 23, 2009 - April 27, 2018
UBS FINANCIAL SERVICES INC.·CRD# 8174
RIA
Seattle, WA
June 18, 2007 - February 11, 2009
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Seattle, WA
April 19, 2007 - February 11, 2009

Education

Seattle Pacific University

·

Information Systems, BA

Information Systems, BA

UCLA Anderson School of Management

·

Business, EP

Business, EP

2020

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Current Firm

TE
THE ENSEMBLE TEAM

THE ENSEMBLE TEAM | THE ENSEMBLE TEAM, LLC

CRD#: 331144 / SEC#: 801-130722
RIA
Registered Investment Advisory firm - SEC (7/1/2025 Terminated)
Washington
Registered Investment Advisory firm - Washington (10/14/2025 Approved)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

450 Alaskan Way S Suite 200, Seattle, WA 98104

Phone Number

(360) 726-2672

# of Employees

7

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Adriel's Business Consulting; INVESTMENT RELATED: No; ADDRESS: 450 ALASKAN WAY SOUTH, SUITE 200, SEATTLE, WA 98104; NATURE: Business consulting services.; POSITION: CEO; START DATE: 06/23/2021; NUMBER OF HOURS/MONTH: less than 05 Hrs.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 0 Hrs.; DUTIES: Consulting firms on M&A or preparation for M&A activities. General business consulting to management/leadership No outside consulting work related to financial services/tax related areas. No consulting services to EFE firm clients or prospects. 2) Investment Properties; INVESTMENT RELATED: No; ADDRESS: Seattle, WA 98121; NATURE: Investment Property Ownership; POSITION: Owner; START DATE: 06/23/2021; NUMBER OF HOURS/MONTH: 01 Hrs.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 0 Hrs.; DUTIES: Owner of various investment properties 3) Line Cook: INVESTMENT RELATED: No; ADDRESS: Seattle, WA 98121; NATURE: Line Cook; POSITION: Contractor; START DATE: 06/23/2021; NUMBER OF HOURS/MONTH: 10 Hrs.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 0 Hrs.; DUTIES: Preparing and cooking food 4) Ronald McDonald House Charities; INVESTMENT RELATED: No; ADDRESS: 5130 40th Ave NE, Seattle, WA 98105; NATURE: Board of Directors for Ronald McDonald House Charities. We provide housing for families that have children in critical care at Children's Hospital in Seattle and Alaska. I am also a member of the investment committee.; POSITION: Board Member; START DATE: 06/23/2021; NUMBER OF HOURS/MONTH: 05 Hrs.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 01 Hrs.; DUTIES: Member of the board and investment committee member

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Washington
(10/14/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jun 2007About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Apr 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2007About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Dec 2012About the Series 24 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Adriel Tam's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Services Offered by Adriel

  • Providing Investor Transparency and Financial Literacy

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Adriel Tam
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