DJ
Dongzhe Jin
EAGLE STRATEGIES LLC
YORBA LINDA, CA 92887
Some features on this profile are disabled
CRD#: 6619703
DJ
Professional summary
Dongzhe Jin, who also goes by Ryan Jin, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Yorba Linda, California and NYLIFE SECURITIES LLC located in Yorba Linda, California.
Dongzhe is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Dongzhe has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ryan Jin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 140 Via Verde #200 San Dimas CA 91773; commissions; 10 hours per month] [Golden Summit Insurance & Financial Center Inc.; corporation set-up for tax purpose only, the business will not be solicited under this name.; 22875 Savi Ranch Pkwy, Suite F. Yorba Linda, CA 92887; Start Date 11/2019; Role/Title: Owner; Not Investment Related; 5 hours per month; 0 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF GOLDEN SUMMIT INSURANCE & FINANCIAL CENTER, INC. FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; YORBA LINDA, CA; START DATE: 12/2021] [Rental Property; one of my owned real estate go to rental market to earn rental income; 21040 Shadow Oak Dr. Yorba Linda, CA92886; Start Date 07/2022; Role/Title: Owner; Investment Related; 2 hours per month; 0 hours per month during securities trading hours; collect rent] [OPERATING UNDER THE DBA NAME OF OPENWIN FINANCIAL & INSURANCE SERVICES, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; (ASSOCIATE); (YORBA LINDA, CA); START DATE: 02/2024]
CRS (Client Relationship Summary) - RIA
Click below to view Dongzhe Jin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 26, 2024 - Present
EAGLE STRATEGIES LLC
Office #1: 22875 Savi Ranch Parkway Unit F, Yorba Linda, CA 92887RIA
CRD#: 110826
YORBA LINDA, CA
Current
September 13, 2018 - Present
NYLIFE SECURITIES LLC
Office #1: 22875 Savi Ranch Parkway Unit F, Yorba Linda, CA 92887-4619BD
CRD#: 5167
Yorba Linda, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/11/2019)
IAR
California(8/26/2024)
RR
Florida(10/12/2021)
RR
Nevada(10/12/2021)
RR
New Jersey(10/6/2021)
RR
New York(4/11/2025)
RR
Utah(1/16/2025)
RR
Washington(4/6/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/6/2025
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
