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ET

Edward Z. Trevino

HARTFORD FUNDS
Woodinville, WA
Some features on this profile are disabled
CRD#: 6618263
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Professional summary

Edward Zachary Trevino, CIMA®, who also goes by Zachary Trevino, is a registered financial advisor currently at HARTFORD FUNDS located in Woodinville, Washington and HARTFORD FUNDS DISTRIBUTORS, LLC located in Wayne, Pennsylvania.

Edward is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Edward has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Zachary Trevino

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Owner of rental property located in Bryan, TX. Working for less than 2 hours per month since June 2022. 2. Owner of Rental Property (Long term rental unit) located in Boerne, TX. Working for less than an hour per month since December 2023, zero hours per month devoted to business during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Zachary Trevino's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CIMA®

Certified Investment Management Analyst

Experience

Current

June 10, 2025 - Present

HARTFORD FUNDS

RIA
CRD#: 147746
Woodinville, WA
Current

June 4, 2025 - Present

HARTFORD FUNDS DISTRIBUTORS, LLC

Office #1: 690 Lee Road, Wayne, PA 19087
BD
CRD#: 45995
Wayne, PA
Past

July 7, 2023 - May 14, 2025

BNY MELLON SECURITIES CORPORATION

RIA
CRD#: 231
Woodinville, WA
Past

July 7, 2023 - May 14, 2025

BNY MELLON SECURITIES CORPORATION

BD
CRD#: 231
NEW YORK, NY
Past

November 1, 2017 - June 30, 2023

CAPITAL CLIENT GROUP, INC.

RIA
CRD#: 6247
SAN ANTONIO, TX
Past

November 1, 2017 - June 30, 2023

CAPITAL CLIENT GROUP, INC.

BD
CRD#: 6247
SAN ANTONIO, TX
Past

November 7, 2016 - September 29, 2017

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
SAN ANTONIO, TX
Past

August 23, 2016 - September 29, 2017

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
SAN ANTONIO, TX
Past

July 11, 2016 - July 19, 2016

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HF
HARTFORD FUNDS
HARTFORD FUNDS | HARTFORD INVESTMENT ADVISORY COMPANY, LLC | HARTFORD FUNDS MANAGEMENT COMPANY, LLC

CRD#: 147746 / SEC#: 801-77209

RIA
Registered Investment Advisory firm - (10/19/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Washington
(6/4/2025)
IAR
Washington
(6/10/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/23/2016
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/9/2016
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

HF
HARTFORD FUNDS
HARTFORD FUNDS | HARTFORD INVESTMENT ADVISORY COMPANY, LLC | HARTFORD FUNDS MANAGEMENT COMPANY, LLC

CRD#: 147746 / SEC#: 801-77209

RIA
Registered Investment Advisory firm - (10/19/2012 Approved)
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Contact information

Main Address
690 Lee Road, Wayne, PA 19087
Mailing Address
Phone number
(610) 386-1801
Established
Firm type
Fiscal year end
# of Employees
387

SEC notice filing (22 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

HFMC FORM ADV PART 2A (3/24/2025)

Regulatory assets under management

Total Number of Accounts94
AUM (Assets Under Management)$ 137,847,211,395

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HARTFORD FUNDS

CRD#: 147746Woodinville, WA

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