AM
Adam J. Melom
BFC PLANNING
BISMARCK, ND 58501
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CRD#: 6614767
AM
Professional summary
Adam Joseph Melom is a registered financial advisor currently at BFC PLANNING, INC. located in Bismarck, North Dakota and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. located in Minot, North Dakota.
Adam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Adam has worked at 2 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.Freedom Financial Group-Y-Minot, ND-DBA for Financial Services-Investment Advisor Representative-3/2020-160-160-Financial Planning. 2.Freedom Financial Group- N- Minot, ND- Fixed Insurance- Agent- 01/2022- 160- 80- Selling long term and life insurance.
CRS (Client Relationship Summary) - RIA
Click below to view Adam Joseph Melom's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 9, 2020 - Present
BFC PLANNING, INC.
Office #1: 212 N 2nd Street, Bismarck, ND 58501RIA
CRD#: 119682
BISMARCK, ND
Current
February 20, 2023 - Present
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
Office #1: 701 31st Avenue Sw, Minot, ND 58701Office #2: 212 N 2nd Street, Bismarck, ND 58501RIA
BD
CRD#: 13609
Minot, ND
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BP
BFC PLANNING, INC.
1ST & MAIN INVESTMENT ADVISORS - ADVISORY SERVICES OFFERED THROUGH BFC PLANNING, INC. | GREAT LAKES BAY FINANCIAL | BFC PLANNING, INC. | BERTHEL FISHER & COMPANY PLANNING, INC. | BEDROCK INVESTMENT ADVISORS, LLC
CRD#: 119682 / SEC#: 801-67427
RIA
Registered Investment Advisory firm - (1/3/2007 Approved)Iowa
Registered Investment Advisory firm - (3/5/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(6/7/2023)
RR
Georgia(5/12/2025)
RR
Iowa(11/4/2024)
RR
Kansas(6/7/2023)
RR
Minnesota(10/10/2023)
RR
Montana(10/3/2024)
RR
Nebraska(1/16/2025)
RR
Nevada(6/7/2023)
RR
New Jersey(10/10/2023)
RR
New York(6/7/2023)
IAR
North Dakota(3/9/2020)
RR
North Dakota(3/25/2023)
RR
Oklahoma(2/7/2025)
RR
Oregon(6/7/2023)
RR
Pennsylvania(6/7/2023)
RR
South Dakota(5/21/2025)
RR
Texas(6/7/2023)
RR
Virginia(6/7/2023)
RR
Washington(6/11/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/18/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BP
BFC PLANNING, INC.
1ST & MAIN INVESTMENT ADVISORS - ADVISORY SERVICES OFFERED THROUGH BFC PLANNING, INC. | GREAT LAKES BAY FINANCIAL | BFC PLANNING, INC. | BERTHEL FISHER & COMPANY PLANNING, INC. | BEDROCK INVESTMENT ADVISORS, LLC
CRD#: 119682 / SEC#: 801-67427
RIA
Registered Investment Advisory firm - (1/3/2007 Approved)Iowa
Registered Investment Advisory firm - (3/5/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4201 42nd Street Ne Suite 100, Cedar Rapids, IA 52402
Mailing Address
Phone number
(319) 447-5700
Established
Firm type
Fiscal year end
# of Employees
200
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 8,756 |
| AUM (Assets Under Management) | $ 2,026,848,859 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BFC PLANNING, INC.
CRD#: 119682Bismarck, ND 58501TRUST BUT VERIFY
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