Kristalin D. Kingsley
Professional summary
Kristalin Dawn Kingsley, who also goes by Kristalin Dawn Gieske, Kristalin Dawn Kingsley, Kristalin Kingsley, Kristalin Dawn Schroeder, Kristalin Dawn Wilkinson, is a registered financial advisor currently at NATIONWIDE INVESTMENT ADVISORS, LLC located in Columbus, Ohio and NATIONWIDE INVESTMENT SERVICES CORPORATION located in Columbus, Ohio.
Kristalin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Kristalin has worked at 6 firms and has passed the Series 66, Series 7TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kristalin Dawn Kingsley's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 9, 2022 - Present
NATIONWIDE INVESTMENT ADVISORS, LLC
Office #1: One Nationwide Plaza 03-07-202, Columbus, OH 43215May 9, 2022 - Present
NATIONWIDE INVESTMENT SERVICES CORPORATION
Office #1: One Nationwide Plaza, Columbus, OH 43215October 12, 2021 - April 13, 2022
FIDELITY PERSONAL AND WORKPLACE ADVISORS
October 8, 2021 - April 8, 2022
FIDELITY BROKERAGE SERVICES LLC
July 29, 2019 - July 9, 2021
MISSIONSQUARE RETIREMENT
April 29, 2019 - July 9, 2021
MISSIONSQUARE WEALTH MANAGEMENT
Primary Firm SEC Registration
NATIONWIDE INVESTMENT ADVISORS, LLC
CRD#: 142373 / SEC#: 801-52664
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/9/2022)
(5/9/2022)
Exams
Series 7TO
Date: 4/27/2019
General Securities Representative ExaminationFINRA
Current Firm
NATIONWIDE INVESTMENT ADVISORS, LLC
CRD#: 142373 / SEC#: 801-52664
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 270,365 |
| AUM (Assets Under Management) | $ 15,686,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/25/2024 | ||
| 01/26/2024 | ||
| 10/26/2022 |
Red Flags
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